Ronald A. Brunner
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Ronald Alvin Brunner was a registered financial professional .
Ronald is a previously registered financial professional and started their career in finance in 1995. Ronald had worked at 3 firms and has passed the Series 65, Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 27, 2008 - June 24, 2013
MARINER INVESTMENT GROUP
July 7, 2005 - July 26, 2006
MARINER INVESTMENT GROUP
December 14, 1998 - October 22, 2003
MARINER INVESTMENT GROUP
February 15, 1996 - October 19, 1998
D.E. FREY & COMPANY, INC.
September 21, 1995 - November 15, 1995
TDI, INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
MARINER INVESTMENT GROUP
CRD#: 35993 / SEC#: , 8-47067
Contact information
FINRA licenses (1 States and Territories)
Documents
Disclosures
| Regulatory Event | 4 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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