Larry G. Olsen

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CRD#: 2661195

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Larry Gene Olsen, CFP® was a registered financial professional .

Larry is a previously registered financial professional and started their career in finance in 1995. Larry had worked at 5 firms and has passed the Series 65, Series 63, Series 7, Series 6 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

(1)KENNEDY PLACE 3 LLC* NON-INVESTMENT RELATED* 1107 KENNEDY PLACE - DAVIS, CA* RENTAL REAL ESTATE*PARTNER*6/30/2004*LESS THAN 1% TIME SPENT* OWNER OF COMMERCIAL OFFICE SPACE. (2)OLSEN BROTHERS PROPERTIES, LLC*NOT INVESTMENT RELATED*537 REED AVE, DAVIS 95616*HOLDS PROMISSORY NOTES SECURED BY DEEDS OF TST ON REAL EST PROPTY*OCT 2014*5 HRS/MONTH OUTSIDE OF SECURITIES TRADING HRS*RECORD KEEPING/BANKING DUTIES

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2002

Experience

Past

January 14, 2010 - June 28, 2024

CARBAHAL OLSEN FINANCIAL SERVICES GROUP LLC

RIA

CRD#: 151765

DAVIS, CA

Past

January 23, 2009 - January 26, 2010

SECURITIES AMERICA ADVISORS, INC.

RIA

CRD#: 110518

LAVISTA, NE

Past

January 23, 2009 - June 30, 2011

SECURITIES AMERICA, INC.

CRD#: 10205

DAVIS, CA

Past

June 29, 2000 - January 23, 2009

BRECEK & YOUNG ADVISORS, INC.

RIA

CRD#: 40395

DAVIS, CA

Past

May 29, 1996 - January 23, 2009

BRECEK & YOUNG ADVISORS, INC.

CRD#: 40395

DAVIS, CA

Past

October 18, 1995 - August 2, 1996

TRANSAMERICA FINANCIAL ADVISORS, INC.

CRD#: 3600

LOS ANGELES, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CARBAHAL OLSEN FINANCIAL SERVICES GROUP LLC

CRD#: 151765 / SEC#: 801-118793

RIA

Registered Investment Advisory firm - (5/26/2020 Approved)

California

Registered Investment Advisory firm - (7/15/2020 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 12/16/1999

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 10/17/1995

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 6/7/1999

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 10/17/1995

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 24

Date: 5/29/2001

General Securities Principal Examination

Current Firm

CARBAHAL OLSEN FINANCIAL SERVICES GROUP LLC

CRD#: 151765 / SEC#: 801-118793

RIA

Registered Investment Advisory firm - (5/26/2020 Approved)

California

Registered Investment Advisory firm - (7/15/2020 Terminated)

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Contact information

Main Address

1107 Kennedy Place Suite 3, Davis, CA 95616-1273

Mailing Address

Phone number

(530) 758-4921

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (3 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV CURRENT PART 2A BROCHURE (3/26/2025)

Regulatory assets under management

Total Number of Accounts	547
AUM (Assets Under Management)	$ 212,823,161

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Larry G. Olsen

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

SECURITIES AMERICA ADVISORS, INC.

SECURITIES AMERICA, INC.

BRECEK & YOUNG ADVISORS, INC.

BRECEK & YOUNG ADVISORS, INC.

TRANSAMERICA FINANCIAL ADVISORS, INC.

Primary Firm SEC Registration

CARBAHAL OLSEN FINANCIAL SERVICES GROUP LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 12/16/1999

Series 63

Date: 10/17/1995

Series 7

Date: 6/7/1999

Series 6

Date: 10/17/1995

Series 24

Date: 5/29/2001

Current Firm

CARBAHAL OLSEN FINANCIAL SERVICES GROUP LLC

Contact information

SEC notice filing (3 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

CARBAHAL OLSEN FINANCIAL SERVICES GROUP LLC

TRUST BUT VERIFY

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