Michael J. Rindos
Professional summary
Michael Joseph Rindos is a registered financial professional currently at STONEX FINANCIAL INC. located in Winter Park, Florida.
Michael is registered as a RR (Registered Representative) and started their career in finance in 1995. Michael has worked at 12 firms and has passed the Series 65, Series 63, Series 79TO, SIE, Series 16, Series 86, Series 87, Series 7 and Series 24 exams.
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Michael Joseph Rindos's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 1, 2026 - Present
STONEX FINANCIAL INC.
Office #1: 329 Park Avenue North Suite 350, Winter Park, FL 32789March 31, 2020 - September 1, 2026
THE BENCHMARK COMPANY, LLC
October 4, 2019 - March 13, 2020
MIDTOWN PARTNERS
March 5, 2018 - July 24, 2019
DAWSON JAMES SECURITIES, INC.
May 18, 2017 - March 16, 2018
MIDTOWN PARTNERS
February 19, 2015 - December 2, 2016
AEGIS CAPITAL CORP.
June 11, 2013 - March 2, 2015
MIDTOWN PARTNERS
January 3, 2012 - May 24, 2012
LIQUIDNET, INC.
June 24, 2010 - October 11, 2011
RODMAN & RENSHAW, LLC
September 17, 2008 - June 18, 2010
MIDTOWN PARTNERS
February 1, 2006 - January 31, 2007
H.C.WAINWRIGHT & CO., LLC
April 19, 2005 - October 6, 2005
WESTMINSTER SECURITIES CORPORATION
June 3, 2004 - November 15, 2004
SAGIENT SECURITIES
May 13, 1998 - March 5, 2001
UBS SECURITIES LLC
October 30, 1995 - July 18, 1997
H.J. MEYERS & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(9/2/2026)
(9/1/2026)
(9/1/2026)
Exams
What does exam status mean?
Series 79TO
Passed: 1/2/2023
Investment Banking Registered Representative ExaminationFINRA
Nasdaq Stock Market
Current Firm
STONEX FINANCIAL INC.
CRD#: 45993 / SEC#: , 8-51269
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| STONEX GROUP INC. | OWNER | |
| DAVISON, STUART ANDREW | DIRECTOR; CHIEF OPERATING OFFICER | 7824576 |
| DICIOLLO, ANTHONY JOSEPH | DIRECTOR, CHIEF EXECUTIVE OFFICER, CHAIRMAN OF THE BOARD | 4976402 |
| DUNAWAY, WILLIAM JOHN | DIRECTOR, CHIEF FINANCIAL OFFICER | 6505923 |
| LYON, CHARLES MARTIN | DIRECTOR, PRESIDENT | 4000852 |
| MAURER, MARK L | DIRECTOR, CHIEF RISK OFFICER | 4234406 |
| PORZIO, JOSEPH JOHN | FINOP, PRINCIPAL FINANCIAL OFFICER, PRINCIPAL OPERATIONS OFFICER | 1319702 |
| SHEA, KEVIN | SECRETARY | 8263627 |
| SMITH, PHILIP ANDREW | DIRECTOR | 4999097 |
| SZEKELY, GIGI KLARA | CHIEF COMPLIANCE OFFICER - BD DIVISION | 2530826 |
Disclosures
| Regulatory Event | 76 |
Red Flags
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Company Information
STONEX FINANCIAL INC.
CRD#: 45993Winter Park, FL 32789TRUST BUT VERIFY
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