VT
Valerie C. Turner
SIKICH FINANCIAL
Springfield, IL 62704
Some features on this profile are disabled
CRD#: 2660554
VT
Professional summary
Valerie Celeste Turner, who also goes by Valerie C Turner, Valerie Yara, is a registered financial advisor currently at SIKICH FINANCIAL located in Springfield, Illinois and OSAIC WEALTH, INC. located in Springfield, Illinois.
Valerie is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1997. Valerie has worked at 5 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 9 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Valerie C Turner | Valerie Yara
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) SIKICH FINANCIAL POSITION: Financial Advisor NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 02/18/2022 ADDRESS: 1415 W Diehl Rd #400, naperville IL 60563, United States DESCRIPTION: Financial advice, planning and education
CRS (Client Relationship Summary) - RIA
Click below to view Valerie Celeste Turner's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 19, 2022 - Present
SIKICH FINANCIAL
Office #1: 3051 Hollis Drive 3rd Floor, Springfield, IL 62704RIA
CRD#: 142640
Springfield, IL
Current
August 23, 2024 - Present
OSAIC WEALTH, INC.
Office #1: 3051 Hollis Drive 3rd Floor, Springfield, IL 62704RIA
BD
CRD#: 23131
SPRINGFIELD, IL
Past
January 25, 2022 - August 23, 2024
TRIAD ADVISORS LLC
BD
CRD#: 25803
SPRINGFIELD, IL
Past
January 1, 2008 - January 19, 2022
WELLS FARGO CLEARING SERVICES, LLC
RIA
CRD#: 19616
SPRINGFIELD, IL
Past
January 1, 2008 - January 19, 2022
WELLS FARGO CLEARING SERVICES, LLC
BD
CRD#: 19616
SPRINGFIELD, IL
Past
July 20, 2005 - January 1, 2008
A. G. EDWARDS & SONS, INC.
RIA
CRD#: 4
SPRINGFIELD, IL
Past
July 2, 1997 - January 3, 2008
A. G. EDWARDS & SONS, INC.
BD
CRD#: 4
SPRINGFIELD, IL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SF
SIKICH FINANCIAL
SIKICH CAPITAL MANAGEMENT LLC | SIKICH RETIREMENT PLAN SERVICES LLC | SIKICH FINANCIAL
CRD#: 142640 / SEC#: 801-110142
RIA
Registered Investment Advisory firm - (3/24/2017 Approved)Florida
Registered Investment Advisory firm - (3/27/2017 Terminated)Illinois
Registered Investment Advisory firm - (3/24/2017 Terminated)Minnesota
Registered Investment Advisory firm - (3/27/2017 Terminated)Missouri
Registered Investment Advisory firm - (3/27/2017 Terminated)Ohio
Registered Investment Advisory firm - (3/27/2017 Terminated)Texas
Registered Investment Advisory firm - (3/27/2017 Terminated)Wisconsin
Registered Investment Advisory firm - (3/27/2017 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(8/23/2024)
RR
Arkansas(8/23/2024)
RR
California(8/23/2024)
RR
Colorado(8/23/2024)
RR
Delaware(8/23/2024)
RR
Florida(8/23/2024)
RR
Georgia(8/23/2024)
IAR
Illinois(1/19/2022)
RR
Illinois(8/23/2024)
RR
Kansas(8/23/2024)
RR
Missouri(9/3/2025)
RR
Ohio(8/23/2024)
RR
Oklahoma(8/23/2024)
RR
Oregon(8/23/2024)
RR
South Carolina(8/23/2024)
RR
Texas(8/23/2024)
RR
Utah(1/3/2025)
RR
Wisconsin(8/23/2024)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
SF
SIKICH FINANCIAL
SIKICH CAPITAL MANAGEMENT LLC | SIKICH RETIREMENT PLAN SERVICES LLC | SIKICH FINANCIAL
CRD#: 142640 / SEC#: 801-110142
RIA
Registered Investment Advisory firm - (3/24/2017 Approved)Florida
Registered Investment Advisory firm - (3/27/2017 Terminated)Illinois
Registered Investment Advisory firm - (3/24/2017 Terminated)Minnesota
Registered Investment Advisory firm - (3/27/2017 Terminated)Missouri
Registered Investment Advisory firm - (3/27/2017 Terminated)Ohio
Registered Investment Advisory firm - (3/27/2017 Terminated)Texas
Registered Investment Advisory firm - (3/27/2017 Terminated)Wisconsin
Registered Investment Advisory firm - (3/27/2017 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
3051 Hollis Drive 3rd Floor, Springfield, IL 62704
Mailing Address
Phone number
(217) 862-1843
Established
Firm type
Fiscal year end
# of Employees
23
SEC notice filing (18 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,236 |
| AUM (Assets Under Management) | $ 919,996,863 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
SIKICH FINANCIAL
CRD#: 142640Springfield, IL 62704TRUST BUT VERIFY
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