AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Advisor Search
Why Advisor Check

We're Here To Help

AdvisorCheck empowers you to find, evaluate, and monitor financial advisors with confidence and clarity.

Advisor Monitoring

Financial advisor's situations can change, sometimes without notice. AdvisorCheck's Monitoring tool helps you avoid surprises and stay on top of your financial health.

Firm Stability Insights

The stability of your financial advisor's firm has a significant impact in the security and quality of service you receive. Our tool provides historical data and key insights over time to help you make informed, confident decisions.

Pricing
For Advisors
BZ

Brian S. Zwerner

Some features on this profile are disabled
CRD#: 2660543
BZ

Professional summary

Brian Scott Zwerner was barred by the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.

Brian is a previously registered financial professional and started their career in finance in 1995. Prior to being barred, Brian had worked at 5 firms, which includes FIG PARTNERS LLC, WELLS FARGO SECURITIES LLC, BANC OF AMERICA SECURITIES LLC, J.P. MORGAN SECURITIES INC., FIRST UNION CAPITAL MARKETS CORP..

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

March 17, 2010 - April 30, 2014

FIG PARTNERS, LLC

BD
CRD#: 41554
ATLANTA, GA
Past

April 25, 2005 - November 19, 2007

WELLS FARGO SECURITIES, LLC

BD
CRD#: 126292
CHARLOTTE, NC
Past

May 7, 1999 - April 19, 2005

BANC OF AMERICA SECURITIES LLC

BD
CRD#: 26091
NEW YORK, NY
Past

June 24, 1998 - August 6, 1998

J.P. MORGAN SECURITIES INC.

BD
CRD#: 18718
NEW YORK, NY
Past

October 5, 1995 - May 27, 1997

FIRST UNION CAPITAL MARKETS CORP.

BD
CRD#: 19002
CHARLOTTE, NC

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
Series 63
Date: 3/23/2010
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7
Date: 3/16/2010
General Securities Representative Examination
General Industry/Product Exam
RR
Series 55
Date: 6/12/2006
Limited Representative-Equity Trader Exam
Principal/Supervisory Exam
RR
Series 24
Date: 8/27/2002
General Securities Principal Examination

Current Firm

FP
FIG PARTNERS, LLC
BROWN BURKE SECURITIES, INC. | FIG PARTNERS, LLC | FIG ASSET MANAGEMENT LLC | FCA SECURITIES, INC. | BURKE SECURITIES, LLC | BROWN, BURKE SECURITIES, LLC. | BROWN, BURKE SECURITIES, INC. | BROWN, BURKE CAPITAL PARTNERS, INC.

CRD#: 41554 / SEC#: 801-79712, 8-49517

BD
Terminated by SEC on 01/25/2020
Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address
1475 Peachtree St Ne Suite 800, Atlanta, GA 30309
Mailing Address
Phone number
Established
Georgia since 04/22/2002
Firm type
Limited Liability Company
Fiscal year end
December
# of Employees

Documents

Latest Form ADV

Direct owners and executive officers

NamePositionCRD#
JANNEY MONTGOMERY SCOTT LLCSOLE STOCKHOLDER463
HODGSON, GEOFFREY MARTINMANAGING MEMBER2563404
JONES, LAUREN BARTLETTCHIEF COMPLIANCE OFFICER FINOP CFO1328072

Disclosures

Regulatory Event4

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

FIG PARTNERS, LLC

CRD#: 41554

TRUST BUT VERIFY

Monitor Brian Zwerner

Get automatic monthly alerts on:
Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates

Similar Advisors

Stephen Albert Zahka
Stephen ZahkaAdvisorCheck Check Mark
EDWARD JONES
IAR
RR
Marlborough, MA
Marshall Lee Rosen
Marshall RosenAdvisorCheck Check Mark
OSAIC WEALTH, INC.
IAR
RR
Fort Lauderdale, FL
Frank Horace Moore III
Frank MooreAdvisorCheck Check Mark
UBS FINANCIAL SERVICES INC.
IAR
RR
Greenwich, CT
footer-logo
How We Help
Advisor Search
Find Advisors by State
Blog
Glossary
For Advisors
About Us
Help Center
Terms Of UsePrivacy PolicySubscription Policy
AdvisorCheck does not offer investment advice and should not replace discussions with professional accounting, tax, legal or financial advisors.
© 2025 AdvisorCheck, an AIMR Analytics company.
All rights reserved.
Powered ByAIRM Analytics