Michael R. Scheurich
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael Ray Scheurich, who also goes by Michael Scheurich, was a registered financial advisor .
Michael is a previously registered financial advisor and started their career in finance in 1999. Michael had worked at 6 firms and has passed the Series 65, Series 63, Series 7 and Series 3 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 6, 2004 - December 17, 2004
CAPITAL GROWTH FINANCIAL, LLC
April 29, 2004 - December 17, 2004
CAPITAL GROWTH FINANCIAL, LLC
February 5, 2003 - May 24, 2004
SUMMIT FINANCIAL GROUP INC
February 3, 2003 - May 24, 2004
SUMMIT BROKERAGE SERVICES, INC.
November 13, 2001 - February 18, 2003
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
November 13, 2001 - February 18, 2003
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
August 23, 1999 - October 25, 2001
MORGAN STANLEY DW INC.
May 17, 1999 - July 17, 1999
A. G. EDWARDS & SONS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
CAPITAL GROWTH FINANCIAL, LLC
CRD#: 41040 / SEC#: , 8-49268
Contact information
Documents
Disclosures
| Regulatory Event | 12 |
| Arbitration | 8 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
