James O'neill Davis
Professional Summary
James O'neill Davis, who also goes by James O Davis, James Oneill Davis, Jim Davis, is a registered financial advisor currently at PMA SECURITIES, LLC located in Naperville, Illinois. James is registered as a RR (Registered Representative) and started their career in finance in 2011. James has worked at 3 firms and has passed the Series 65, Series 63, Series 99TO, SIE, Series 50, Series 7, Series 3 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
James O Davis, James Oneill Davis, Jim Davis
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
xxxxx@xxxx.xxx
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
31 years in the financial services industry
Current & Past Employments
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Current Firm
ENGLISH CONCEPTS, INC. | PMA SECURITIES, LLC | PMA SECURITIES, INC.
Contact Information
Main Address
2135 Citygate Lane 7th Floor, Naperville, IL 60563Mailing Address
2135 Citygate Lane 7th Floor, Naperville, IL 60563Phone Number
(630) 657-6400Established
Illinois since 03/26/2019Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallFINRA licenses (23 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Documents
Direct owners and executive officers
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(4/20/2010)
(2/28/2008)
(1/2/2013)
(10/14/1997)
(7/29/2009)
(10/14/1997)
(10/14/1997)
(4/24/2009)
(1/22/2009)
(7/25/2008)
(2/8/1999)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 50 — Municipal Advisor Representative Qualification Exam
Passed Sep 2017About the Series 50 examSRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view James O'neill Davis's CRS (Customer Relationship Summary).
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