James O. Davis
Professional summary
James O'neill Davis, who also goes by James O Davis, James Oneill Davis, Jim Davis, is a registered financial professional currently at PMA SECURITIES, LLC located in Naperville, Illinois.
James is registered as a RR (Registered Representative) and started their career in finance in 2011. James has worked at 3 firms and has passed the Series 65, Series 63, Series 99TO, SIE, Series 50, Series 7, Series 3 and Series 24 exams.
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view James O'neill Davis's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 14, 1997 - Present
PMA SECURITIES, LLC
Office #1: 2135 Citygate Lane 7th Floor, Naperville, IL 60563Office #2: 2135 Citygate Lane 7th Floor, Naperville, IL 60563Office #3: 717 17th Street Suite 1850, Denver, CO 80202Office #4: Regus – Hauppauge 150 Motor Parkway, Hauppauge Center, #401, Hauppauge, NY 11788Office #5: 2529 Route 52 Suite 202, Hopewell Junction, NY 12533Office #6: 2101 Oregon Pike Suite 200, Lancaster, PA 17601June 3, 2019 - September 2, 2026
PTMA INVESTMENT ADVISORS
July 1, 2011 - May 31, 2019
PRUDENT MAN ADVISORS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(4/20/2010)
(2/28/2008)
(1/2/2013)
(10/14/1997)
(7/29/2009)
(10/14/1997)
(10/14/1997)
(4/24/2009)
(1/22/2009)
(7/25/2008)
(2/8/1999)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationFINRA
Current Firm
PMA SECURITIES, LLC
CRD#: 30397 / SEC#: , 8-44905
Contact information
FINRA licenses (23 States and Territories)
Documents
Red Flags
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