Theodora Kenneybrew
Professional summary
Theodora Kenneybrew was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Theodora is a previously registered financial professional and started their career in finance in 1995. Prior to being barred, Theodora had worked at 5 firms, which includes IDS LIFE INSURANCE COMPANY, AMERIPRISE FINANCIAL SERVICES LLC, WALDRON & CO. INC., EDWARD JONES, CHATFIELD DEAN & CO. INC..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 5, 1999 - November 12, 2001
IDS LIFE INSURANCE COMPANY
June 5, 1999 - November 12, 2001
AMERIPRISE FINANCIAL SERVICES, LLC
November 22, 1996 - January 21, 1997
WALDRON & CO., INC.
July 10, 1996 - October 30, 1996
EDWARD JONES
October 25, 1995 - December 20, 1995
CHATFIELD DEAN & CO., INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
IDS LIFE INSURANCE COMPANY
CRD#: 6321 / SEC#: , 8-14124
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| AMERIPRISE FINANCIAL, INC. | SHAREHOLDER | |
| ALVERO, GUMER CRUZ | DIRECTOR, EVP - ANNUITIES | 1975307 |
| BECHTOLD, TIMOTHY VERNON | DIRECTOR, PRESIDENT | 1621000 |
| BERMAN, ARTHUR HOWARD | DIRECTOR, EVP - FINANCE | 4591628 |
| RUETHER, JULIE ANN | CHIEF COMPLIANCE OFFICER | 1090661 |
| SCHWARZMANN, MARK EDWARD | DIRECTOR, CEO, COB | 4742555 |
| STEWART, DAVID KENT | VICE PRESIDENT AND CONTROLLER | 2990869 |
Disclosures
| Regulatory Event | 8 |
| Arbitration | 2 |
Red Flags
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