John L. Keeley, Jr
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John Lemuel Keeley, Jr, who also goes by John L Keeley Jr, John Lemuel Keeley Jr, was a registered financial advisor .
John is a previously registered financial advisor and started their career in finance in 1970. John had worked at 6 firms and has passed the Series 63, SIE, Series 55, Series 4, F04 and Series 40 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 4, 1998 - September 3, 2015
KEELEY ASSET MANAGEMENT CORP
February 14, 1977 - June 10, 2015
KEELEY INVESTMENT CORP.
December 13, 1974 - February 17, 1977
SEWARD SECURITIES CORP.
August 24, 1973 - November 1, 1974
A G BECKER & CO INC
January 1, 1971 - August 24, 1973
WINMILL SECURITIES, INC.
April 6, 1970 - April 19, 1971
THE CHICAGO CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 3/15/2000
Limited Representative-Equity Trader ExamF04
Date: 11/15/1974
Financial Principal ExaminationSeries 40
Date: 3/18/1970
Registered Principal ExaminationCurrent Firm
KEELEY ASSET MANAGEMENT CORP
CRD#: 104994 / SEC#: 801-17827
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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