Ronald V. Speaker
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Ronald Vaughan Speaker, who also goes by Ron Speaker, was a registered financial professional .
Ronald is a previously registered financial professional and started their career in finance in 2013. Ronald had worked at 1 firm .
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 26, 2013 - October 21, 2022
EQUUS PRIVATE WEALTH MANAGEMENT LLC
State Registrations and Notice Filings
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Exams
Current Firm
EQUUS PRIVATE WEALTH MANAGEMENT LLC
CRD#: 144367 / SEC#: 801-80902
Contact information
Regulatory assets under management
| Total Number of Accounts | 45 |
| AUM (Assets Under Management) | $ 179,315,426 |
Red Flags
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