Raymond M. Keeler
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Raymond Michael Keeler was a registered financial professional .
Raymond is a previously registered financial professional and started their career in finance in 1970. Raymond had worked at 6 firms and has passed the Series 1 and Series 00 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 25, 1993 - March 17, 1998
CHAPDELAINE CORPORATE SECURITIES & CO
September 29, 1992 - February 18, 1993
W.A. CAPITAL MARKETS
February 28, 1991 - September 9, 1992
FUNDAMENTAL CORPORATE BOND BROKERS
September 25, 1985 - February 28, 1991
FUNDAMENTAL CORPORATE BOND BROKERS, INC.
April 3, 1984 - August 26, 1985
BROUNOFF, CLAIRE & CO., INC.
September 5, 1970 - March 9, 1984
NATIVE NATIONS SECURITIES, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 1
Date: 1/24/1964
Registered Representative ExaminationSeries 00
Date: 3/13/1972
General Securities Principal ExaminationCurrent Firm
CHAPDELAINE CORPORATE SECURITIES & CO
CRD#: 23741 / SEC#: , 8-40675
Contact information
Documents
Direct owners and executive officers
Disclosures
| Regulatory Event | 5 |
Red Flags
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