Eric L. Green
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Eric Lamont Green was a registered financial professional .
Eric is a previously registered financial professional and started their career in finance in 1996. Eric had worked at 9 firms and has passed the Series 65, Series 63, Series 79TO, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 20, 2006 - December 11, 2023
BACKSTROM MCCARLEY BERRY & CO., LLC
November 2, 2005 - December 15, 2006
AMERICAN PORTFOLIOS FINANCIAL SERVICES, INC.
January 9, 2004 - July 12, 2005
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
January 9, 2004 - July 12, 2005
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
July 1, 2003 - December 9, 2003
WELLS FARGO CLEARING SERVICES, LLC
July 1, 2003 - December 9, 2003
WELLS FARGO CLEARING SERVICES, LLC
March 15, 2001 - July 1, 2003
PRUDENTIAL EQUITY GROUP, LLC
March 9, 2001 - July 1, 2003
PRUDENTIAL EQUITY GROUP, LLC
September 20, 1999 - March 6, 2001
FIFTH THIRD SECURITIES, INC.
February 13, 1998 - November 2, 1999
INVEST FINANCIAL CORPORATION
September 30, 1996 - February 23, 1998
MML INVESTORS SERVICES, LLC
January 15, 1996 - October 10, 1996
BERKSHIRE EQUITY SALES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationCurrent Firm
BACKSTROM MCCARLEY BERRY & CO., LLC
CRD#: 124503 / SEC#: , 8-65679
Contact information
FINRA licenses (24 States and Territories)
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
