Kevin L. Darger
FINANCIAL MANAGEMENT NETWORK | Director of Portfolio Management
Mission Viejo, CA 92691
Some features on this profile are disabled
CRD#: 2660153
Professional summary
Kevin Lee Darger is a registered financial advisor currently at FINANCIAL MANAGEMENT NETWORK INC located in Mission Viejo, California and FMN CAPITAL CORPORATION located in Mission Viejo, California.
Kevin is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1996. Kevin has worked at 2 firms and has passed the Series 65, Series 63, Series 99TO, Series 52TO, SIE, Series 7, Series 6 and Series 24 exams.
Biography
Kevin has been with the firm since 1995. He is the Director of Portfolio Management for Financial Management Network, Inc. As a key member of the Investment Committee, he facilitates the development and management of client portfolios, assists clients with their questions, processes & researches investments, and maintains account statuses via our Client Asset Management System (CAMS). After completing three (3) years of service in the U.S. Army, Kevin attended California State University, Long Beach and graduated with a degree in Finance. He holds Series (Investment Company and Variable Contracts Exam), 7 (General Securities Representative Exam), 24 (General Securities Principal Exam), 63 (Uniform Securities Agent State Law Exam) and 65 (Uniform Registered Investment Adviser Law Exam) licenses and is a licensed Life and Disability agent. Kevin is also a Registered Representative, a Supervisory Principal, and Manager for FMN Capital Corporation.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
06/2025- St. Andrew's Children's Center; Board of Directors member; approx 1 hour per month; no compensation; not investment related
CRS (Client Relationship Summary) - RIA
Click below to view Kevin Lee Darger's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
April 25, 2006 - Present
FINANCIAL MANAGEMENT NETWORK INC
Office #1: 26041 Acero, Mission Viejo, CA 92691RIA
CRD#: 110454
Mission Viejo, CA
Current
May 9, 1996 - Present
FMN CAPITAL CORPORATION
Office #1: 26041 Acero, Mission Viejo, CA 92691Office #2: 26041 Acero, Mission Viejo, CA 92691Office #3: 26035 Acero, Mission Viejo, CA 92691BD
CRD#: 38105
Mission Viejo, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
FM
FINANCIAL MANAGEMENT NETWORK INC
FINANCIAL MANAGEMENT NETWORK INC | FINANCIAL MANAGEMENT NETWORK INC.
CRD#: 110454 / SEC#: 801-40473
RIA
Registered Investment Advisory firm - (12/31/1991 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(7/20/2015)
RR
Alaska(3/29/2005)
RR
Arizona(3/3/2004)
RR
Arkansas(3/29/2005)
RR
California(5/14/1996)
IAR
California(4/25/2006)
RR
Colorado(5/7/2003)
RR
Connecticut(3/29/2005)
RR
Delaware(1/17/2013)
RR
District of Columbia(6/1/2023)
RR
Florida(3/3/2004)
RR
Georgia(3/29/2005)
RR
Hawaii(3/29/2005)
RR
Idaho(4/8/2005)
RR
Illinois(3/29/2005)
RR
Indiana(2/7/2006)
RR
Iowa(3/29/2005)
RR
Kansas(3/29/2005)
RR
Kentucky(2/23/2015)
RR
Louisiana(4/19/2016)
RR
Maine(1/13/2012)
RR
Maryland(3/29/2005)
RR
Massachusetts(7/1/2008)
RR
Michigan(3/29/2005)
RR
Minnesota(10/17/2005)
RR
Mississippi(3/29/2005)
RR
Missouri(3/29/2005)
RR
Montana(4/19/2016)
RR
Nebraska(2/15/2019)
RR
Nevada(3/29/2005)
RR
New Hampshire(11/25/2013)
RR
New Jersey(3/29/2005)
RR
New Mexico(1/11/2006)
RR
New York(3/29/2005)
RR
North Carolina(3/30/2005)
RR
North Dakota(4/7/2009)
RR
Ohio(3/30/2005)
RR
Oklahoma(3/29/2005)
RR
Oregon(3/29/2005)
RR
Pennsylvania(7/3/2008)
RR
Rhode Island(5/12/2023)
RR
South Carolina(7/7/2008)
RR
South Dakota(1/15/2008)
RR
Tennessee(11/27/2014)
RR
Texas(2/9/2016)
IAR
Texas(1/12/2023)
RR
Utah(3/29/2005)
RR
Vermont(9/13/2022)
RR
Virginia(3/29/2005)
RR
Washington(5/7/2003)
RR
West Virginia(6/22/2016)
RR
Wisconsin(10/6/2005)
RR
Wyoming(5/12/2023)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationGeneral Industry/Product Exam
RR
Series 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
FM
FINANCIAL MANAGEMENT NETWORK INC
FINANCIAL MANAGEMENT NETWORK INC | FINANCIAL MANAGEMENT NETWORK INC.
CRD#: 110454 / SEC#: 801-40473
RIA
Registered Investment Advisory firm - (12/31/1991 Approved)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
26041 Acero, Mission Viejo, CA 92691
Mailing Address
Phone number
(949) 455-0300
Established
Firm type
Fiscal year end
# of Employees
49
SEC notice filing (22 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 4,200 |
| AUM (Assets Under Management) | $ 1,796,671,361 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
FINANCIAL MANAGEMENT NETWORK INC
Director of Portfolio ManagementCRD#: 110454Mission Viejo, CA 92691TRUST BUT VERIFY
Monitor Kevin Darger
Get automatic monthly alerts on:Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates
Contact information
xxxxx@xxxx.xxx
