Richard S. Hunter
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Richard Seldon Thomas Hunter was a registered financial professional .
Richard is a previously registered financial professional and started their career in finance in 1995. Richard had worked at 4 firms and has passed the Series 65, Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 8, 2011 - December 31, 2012
ASTER ASSET MANAGEMENT
January 21, 2003 - September 3, 2008
LIGHTHOUSE CAPITAL MANAGEMENT
October 4, 2001 - December 31, 2006
QUASAR DISTRIBUTORS, LLC
October 3, 1995 - October 4, 2001
FIRST FUND DISTRIBUTORS, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
ASTER ASSET MANAGEMENT
CRD#: 147569 / SEC#:
Contact information
Red Flags
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