CT
Charles R. Taylor
WORLD EQUITY GROUP
MINNEAPOLIS, MN 55449
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CRD#: 2659942
CT
Charles Robert TaylorWORLD EQUITY GROUP
Professional summary
Charles Robert Taylor, AIF® is a registered financial advisor currently at WORLD EQUITY GROUP, INC. located in Minneapolis, Minnesota.
Charles is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2008. Charles has worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. Charles Taylor-Musician, Not Investment Related, Started 3-18-1975, 8 Hrs/Mo, 0 during trading hours, Performance Locations Vary, Part-time musician. 2. Icedogs Junior Gold Hockey, Not Investment Related, Started 11-2010, 6 Hrs/Mo, 0 during trade hours, 9250 Lincoln St., NE, Blaine, MN 55434, Nature: Seasonal Youth Hockey Program for High School age players that are not playing HS Hockey., Position: Jr. Gold Program Coordinator, Duties: Coordinate program operations. 3. Charles Taylor-IT Tech Consultant, Not Investment Related, Started 9-1-2017, 2 Hrs/Mo, 0 during trading hours, Locations Vary, IT Tech Consultant, Duties: IT Tech Computer Services. 4. Four Points Advisory - Insurance Agent, Investment Related, Start 12-1-2012, Hours vary, none during trading hours, 4325 Pheasant Ridge Dr., NE, Ste. 610, Minneapolis, MN 55449, Nature: Sell Fixed, indexed and UL Life, Accident, health & Disability Insurance Products, Position: Writing Agent, Duties: Sell Life and Health Insurance Policies. WRITING AGENT FOR FIXED, INDEXED, LIFE PRODUCTS THROUGH MIDLAND NATIONAL LIFE (2) MUSICIAN FOR HIRE, PART-TIME (4) BOOKKEEPING - PROVIDE BOOKKEEPING SERVICES TO A GROUP OF SMALL ENTITIES, UTILIZING INTERNAL STAFF & SUB-CONTRACTORS. 4 HOURS/MONTH, NON-INVESTMENT RELATED. START DATE 9/1/17. 5. Medicare Advisors. 4325 Pheasant Ridge Drive, Ste. 610, Minneapolis, MN 55449, Start date: 9/1/2021. Not investment related. dba name for Medicare insurance provided. Agent/Agency Owner. Approx. Hrs/Mo: varies. Approx. Hrs/Mo during securities trading: varies.
CRS (Client Relationship Summary) - RIA
Click below to view Charles Robert Taylor's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Charles Robert Taylor's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
March 5, 2013 - Present
WORLD EQUITY GROUP, INC.
Office #1: 4325 Pheasant Ridge Drive Ne Suite 610, Minneapolis, MN 55449RIA
BD
CRD#: 29087
MINNEAPOLIS, MN
Current
March 5, 2013 - Present
WORLD EQUITY GROUP, INC.
Office #1: 4325 Pheasant Ridge Drive Ne Suite 610, Minneapolis, MN 55449RIA
BD
CRD#: 29087
MINNEAPOLIS, MN
Past
July 15, 2009 - March 1, 2013
INTERVEST INTERNATIONAL, INC.
RIA
CRD#: 111516
BLOOMINGTON, MN
Past
July 14, 2009 - March 1, 2013
INTERVEST INTERNATIONAL EQUITIES CORPORATION
BD
CRD#: 20289
BLOOMINGTON, MN
Past
January 24, 2008 - May 13, 2009
UBS FINANCIAL SERVICES INC.
BD
CRD#: 8174
MINNEAPOLIS, MN
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
WE
WORLD EQUITY GROUP, INC.
COMPASS ASSET MANAGEMENT | WORLD EQUITY GROUP, INC. | UNITED FINANCIAL GROUP INC. | PRAXIS WEALTH MANAGEMENT | MIDWAY WEALTH PARTNERS | MARTIN JAMES INVESTMENT & TAX MANAGEMENT LLC | INFINITY WEALTH MANAGEMENT, LLC | FOUR POINTS ADVISORY
CRD#: 29087 / SEC#: 801-56328, 8-44088
RIA
Registered Investment Advisory firm - SEC (3/26/1999 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(5/28/2020)
IAR
Arizona(5/28/2020)
RR
Florida(4/7/2014)
IAR
Florida(4/7/2014)
RR
Minnesota(3/5/2013)
IAR
Minnesota(1/21/2014)
RR
North Dakota(1/15/2025)
IAR
North Dakota(1/17/2025)
RR
Texas(9/15/2017)
IAR
Texas(9/15/2017)
RR
Wisconsin(3/5/2013)
IAR
Wisconsin(3/5/2013)
Exams
What does exam status mean?
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
WE
WORLD EQUITY GROUP, INC.
COMPASS ASSET MANAGEMENT | WORLD EQUITY GROUP, INC. | UNITED FINANCIAL GROUP INC. | PRAXIS WEALTH MANAGEMENT | MIDWAY WEALTH PARTNERS | MARTIN JAMES INVESTMENT & TAX MANAGEMENT LLC | INFINITY WEALTH MANAGEMENT, LLC | FOUR POINTS ADVISORY
CRD#: 29087 / SEC#: 801-56328, 8-44088
RIA
Registered Investment Advisory firm - SEC (3/26/1999 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
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Contact information
Main Address
425 N Martingale Road Suite 1220, Schaumburg, IL 60173
Mailing Address
425 N Martingale Road Suite 1200, Schaumburg, IL 60173
Phone number
(847) 342-1700
Established
Illinois since 09/13/1991
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees
165
SEC notice filing (51 States and Territories)
FINRA licenses (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 2,999 |
| AUM (Assets Under Management) | $ 1,001,368,180 |
Disclosures
| Regulatory Event | 12 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
WORLD EQUITY GROUP, INC.
CRD#: 29087Minneapolis, MN 55449TRUST BUT VERIFY
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