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JH

John C. Huang

VESTECH ASSET MANAGEMENT
Saint Louis, MO 63141
Some features on this profile are disabled
CRD#: 2659909
JH

Professional summary


John Chunen Huang, who also goes by John C Huang, John Huang, Johnny Huang, is a registered financial advisor currently at VESTECH ASSET MANAGEMENT INC. located in Saint Louis, Missouri and VESTECH SECURITIES, INC. located in St. Louis, Missouri.

John is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1996. John has worked at 12 firms and has passed the Series 65, Series 63, Series 99TO, Series 52TO, SIE, Series 55, Series 7, Series 27, Series 4, Series 24 and Series 53 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
Yes

Aliases


John C Huang | John Huang | Johnny Huang

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
In July 2017, Mr. Huang became a member and passive investor of Midland Commerce Insurance, LLC offering property and casualty insurance products to the general public. Business does not engage in investment-related transactions. Hours devoted to the business: 1 hour per week. Name of the other business: Vestech Securities, Inc. Investment-related: Yes Address of the other business: 11477 Olde Cabin Road, Suite 310, Saint Louis, MO, 63141 Nature of the other business: Broker Dealer Position; title, or relationship with the other business: President, Financial Representative Start date of your relationship: 02/2016 Approximate number of hours/month you devote to the other business: 160 Number of hours you devote to the other business during securities trading hours: 160 Briefly describe your duties relating to the other business: President and financial representative of the firm.

Blog Corner


CRS (Client Relationship Summary) - RIA


Click below to view John Chunen Huang's CRS (Customer Relationship Summary).

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

July 27, 2017 - Present

VESTECH ASSET MANAGEMENT INC.

Office #1: 11477 Olde Cabin Road Suite 310, Saint Louis, MO 63141
RIA
CRD#: 285685
Saint Louis, MO
Current

February 4, 2016 - Present

VESTECH SECURITIES, INC.

Office #1: 11477 Olde Cabin Road Suite 310, St. Louis, MO 63141
BD
CRD#: 41409
St. Louis, MO
Past

April 19, 2013 - October 27, 2015

PRIVATE LABEL MONEY MANAGEMENT, INC.

RIA
CRD#: 154952
KIRKWOOD, MO
Past

February 11, 2011 - December 1, 2015

OAKBRIDGE FINANCIAL SERVICES

BD
CRD#: 16323
ST. LOUIS, MO
Past

August 25, 2004 - February 6, 2009

SCOTTRADE, INC.

BD
CRD#: 8206
ST. LOUIS, MO
Past

March 8, 2004 - August 11, 2004

REDWOOD SECURITIES GROUP, INC.

RIA
CRD#: 27536
CITY OF INDUSTRY, CA
Past

January 14, 2004 - August 11, 2004

REDWOOD SECURITIES GROUP, INC.

BD
CRD#: 27536
SAN FRANCISCO, CA
Past

September 17, 2002 - August 13, 2003

CAMDEN SECURITIES, INC.

BD
CRD#: 18305
LOS ANGELES, CA
Past

February 18, 2000 - August 29, 2001

ASI INVESTMENTS, INC.

BD
CRD#: 47780
BUENA PARK, CA
Past

October 28, 1999 - November 27, 2001

STOCK USA, INC.

BD
CRD#: 40687
EL CAJON, CA
Past

October 25, 1999 - November 3, 1999

MILESTONE FINANCIAL SERVICES, INC.

BD
CRD#: 43295
BOHEMIA, NY
Past

September 24, 1998 - November 15, 1999

BESTRADE INC.

BD
CRD#: 43173
EL MONTE, CA
Past

November 6, 1997 - August 26, 1998

MILESTONE FINANCIAL SERVICES, INC.

BD
CRD#: 43295
BOHEMIA, NY
Past

February 13, 1996 - February 4, 1998

NEXT ADVISORS SECURITIES

BD
CRD#: 39282
SAN JOSE, CA

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
California
(4/30/2024)
RR
Indiana
(8/9/2018)
RR
Kansas
(3/9/2017)
RR
Maine
(5/20/2024)
RR
Missouri
(2/9/2016)
IAR
Missouri
(7/27/2017)
RR
Nevada
(2/18/2016)
RR
Pennsylvania
(6/15/2016)
IAR
Pennsylvania
(9/21/2018)
RR
Tennessee
(4/19/2023)
RR
Texas
(5/17/2018)

Exams


State Security Law Exam
IAR
Series 65
Date: 4/17/2013
Uniform Investment Adviser Law Examination
State Security Law Exam
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional Examination
General Industry/Product Exam
RR
Series 52TO
Date: 1/2/2023
Municipal Securities Representative Examination
General Industry/Product Exam
General Industry/Product Exam
RR
Series 55
Date: 1/18/2000
Limited Representative-Equity Trader Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA

Current Firm


VA
VESTECH ASSET MANAGEMENT INC.
MAENDEL WEALTH | VESTECH ASSET MANAGEMENT INC. | ROYAL CROWN WEALTH MANAGEMENT | MEYER FINANCIAL GROUP

CRD#: 285685 / SEC#:

Connecticut
Registered Investment Advisory firm - (8/8/2017 Approved)
Illinois
Registered Investment Advisory firm - (6/18/2020 Approved)
Kansas
Registered Investment Advisory firm - (6/9/2017 Approved)
Michigan
Registered Investment Advisory firm - (12/2/2016 Approved)
Missouri
Registered Investment Advisory firm - (6/8/2017 Approved)
North Carolina
Registered Investment Advisory firm - (9/21/2017 Approved)
Pennsylvania
Registered Investment Advisory firm - (9/21/2018 Approved)
Texas
Registered Investment Advisory firm - (12/3/2018 Approved)
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Contact information


Main Address
11477 Olde Cabin Road Suite 310, Saint Louis, MO 63141
Mailing Address
Phone number
(314) 828-2111
Established
Firm type
Fiscal year end
# of Employees
14

Documents


Latest Form ADV

Regulatory assets under management


Total Number of Accounts270
AUM (Assets Under Management)$ 100,032,281

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


VESTECH ASSET MANAGEMENT INC.

CRD#: 285685Saint Louis, MO 63141

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