MG
Michael C. Guillery
LIFEMARK SECURITIES
Trenton, MI 48183
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CRD#: 2659726
MG
Professional summary
Michael Camille Guillery, who also goes by Michael C Guillery, is a registered financial advisor currently at LIFEMARK SECURITIES CORP. located in Trenton, Michigan.
Michael is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1995. Michael has worked at 10 firms and has passed the Series 65, Series 63, Series 6TO, SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Michael C Guillery
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. Lighthouse Tax and Investment Planning/Investment related/23052 W Jefferson, Trenton MI 48143/Fixed and Index life, fixed annuities, LTC, disability/owner/2/2022/120 hours per month/ sells insurance products. 2. Q3 Asset Management/investment related/Clarkston, MI/wholesaler RIA/12/2016/40 hrs per month
CRS (Client Relationship Summary) - RIA
Click below to view Michael Camille Guillery's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Michael Camille Guillery's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
August 3, 2023 - Present
LIFEMARK SECURITIES CORP.
Office #1: 2305 W. Jefferson Ave., Trenton, MI 48183RIA
BD
CRD#: 16204
Trenton, MI
Current
June 10, 2022 - Present
LIFEMARK SECURITIES CORP.
Office #1: 2305 W. Jefferson Ave., Trenton, MI 48183RIA
BD
CRD#: 16204
Trenton, MI
Past
January 9, 2018 - November 2, 2020
INTERVEST INTERNATIONAL EQUITIES CORPORATION
BD
CRD#: 20289
Ottawa Lake, MI
Past
July 14, 2014 - January 14, 2016
FORESTERS EQUITY SERVICES, INC.
BD
CRD#: 18464
SAN DIEGO, CA
Past
February 9, 2011 - June 7, 2012
PATRICK CAPITAL MARKETS, LLC
BD
CRD#: 16518
ST LOUIS, MO
Past
November 30, 2006 - October 20, 2010
GUARDIAN INVESTOR SERVICES LLC
BD
CRD#: 6635
NEW YORK, NY
Past
April 13, 2001 - August 29, 2006
HORNOR, TOWNSEND & KENT, LLC
BD
CRD#: 4031
AUBURN HILLS, MI
Past
November 9, 1999 - April 5, 2001
CONSECO EQUITY SALES, INC.
BD
CRD#: 4125
CARMEL, IN
Past
March 16, 1999 - October 25, 1999
CAPITAL SELECT INVESTMENTS CORP.
BD
CRD#: 30649
SULLIVAN, IN
Past
April 7, 1997 - December 14, 1998
NORTHSTAR DISTRIBUTORS, INC.
BD
CRD#: 20863
STAMFORD, CT
Past
September 28, 1995 - November 1, 1996
PRUDENTIAL ANNUITIES DISTRIBUTORS, INC
BD
CRD#: 21570
SHELTON, CT
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
LS
LIFEMARK SECURITIES CORP.
LIFEMARK SECURITIES | PROCORP SECURITIES INCORPORATED | LIFEMARK SECURITIES CORP.
CRD#: 16204 / SEC#: 801-68438, 8-33478
RIA
Registered Investment Advisory firm - SEC (10/17/2007 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Woodbridge district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Florida(1/28/2025)
RR
Michigan(6/14/2022)
IAR
Michigan(8/3/2023)
RR
Nevada(1/28/2025)
RR
Ohio(6/10/2022)
RR
Pennsylvania(1/8/2024)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 6TO
Date: 1/2/2023
Investment Company Products/Variable Contracts Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
LS
LIFEMARK SECURITIES CORP.
LIFEMARK SECURITIES | PROCORP SECURITIES INCORPORATED | LIFEMARK SECURITIES CORP.
CRD#: 16204 / SEC#: 801-68438, 8-33478
RIA
Registered Investment Advisory firm - SEC (10/17/2007 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Woodbridge district office)
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Contact information
Main Address
400 West Metro Park, Rochester, NY 14623
Mailing Address
400 West Metro Park, Rochester, NY 14623
Phone number
(585) 424-5672
Established
New York since 04/04/1983
Firm type
Corporation
Fiscal year end
December
Firm Size
Medium
# of Employees
88
SEC notice filing (46 States and Territories)
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| KALINOWSKI, ANDREW JOSEPH | VP / BOARD MEMBER/SECRETARY | 263409 |
| MICCICHE, VINCENT JR | TREASURER/ FINOP/PFO/POO | 702149 |
| PRISCO, JAMES JOSEPH | CHIEF EXECUTIVE OFFICER/ CHIEF COMPLIANCE OFFICER | 2653402 |
| PRISCO, JAMES JOSEPH | PRESIDENT / BOARD MEMBER | 2653402 |
| GEORGIEV, ALEXANDRE JR. | CCO OF THE RIA / DIRECTOR OF OPERATIONS | 5307830 |
Regulatory assets under management
| Total Number of Accounts | 2,021 |
| AUM (Assets Under Management) | $ 461,475,636 |
Disclosures
| Regulatory Event | 2 |
| Arbitration | 3 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
LIFEMARK SECURITIES CORP.
CRD#: 16204Trenton, MI 48183TRUST BUT VERIFY
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