Monica C. Wren
Professional summary
Monica Caroline Wren, who also goes by Monica Wren Haire, is a registered financial professional currently at MCNALLY FINANCIAL SERVICES CORPORATION located in Tallahasse, Florida.
Monica is registered as a RR (Registered Representative) and started their career in finance in 1995. Monica has worked at 4 firms and has passed the Series 63, Series 7TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Monica Caroline Wren's CRS (Customer Relationship Summary).
Certified licenses
Experience
November 26, 2019 - Present
MCNALLY FINANCIAL SERVICES CORPORATION
Office #1: 2012-d North Point Blvd, Tallahasse, FL 32308June 1, 1999 - May 2, 2005
WESTERN INTERNATIONAL SECURITIES, INC.
June 30, 1998 - June 1, 1999
D.E. FREY & COMPANY, INC.
September 27, 1995 - August 5, 1997
FIDELITY BROKERAGE SERVICES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(11/26/2019)
Exams
Series 7TO
Date: 11/8/2019
General Securities Representative ExaminationFINRA
Current Firm
MCNALLY FINANCIAL SERVICES CORPORATION
CRD#: 121196 / SEC#: , 8-65388
Contact information
FINRA licenses (43 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| MCNALLY, DAVID DORN | CHIEF EXECUTIVE OFFICER; CHIEF COMPLIANCE OFFICER | 839798 |
Regulatory assets under management
| Total Number of Accounts | 142 |
| AUM (Assets Under Management) | $ 25,149,615 |
Disclosures
| Regulatory Event | 5 |
Red Flags
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Company Information
MCNALLY FINANCIAL SERVICES CORPORATION
CRD#: 121196Tallahasse, FL 32308TRUST BUT VERIFY
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