Judy F. Krandel
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Judy Finger Krandel, who also goes by Judy Renee Finger, Judy Krandel, was a registered financial professional .
Judy is a previously registered financial professional and started their career in finance in 2001. Judy had worked at 5 firms and has passed the Series 63, SIE, Series 55 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 28, 2016 - November 17, 2016
HIGHLANDER CAPITAL MANAGEMENT LLC
January 25, 2013 - November 14, 2016
HIGHLANDER CAPITAL GROUP, INC.
December 7, 2010 - January 31, 2011
QUASAR DISTRIBUTORS, LLC
December 12, 2008 - December 2, 2009
G-2 TRADING,LLC
January 31, 2001 - December 17, 2008
FIRST NEW YORK SECURITIES L.L.C.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 2/26/2001
Limited Representative-Equity Trader ExamCurrent Firm
HIGHLANDER CAPITAL MANAGEMENT LLC
CRD#: 106667 / SEC#: 801-52286
Contact information
Regulatory assets under management
| Total Number of Accounts | 388 |
| AUM (Assets Under Management) | $ 351,802,363 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
