Rajesh J. Alva
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Rajesh Jayakar Alva, who also goes by Raj Alva, was a registered financial professional .
Rajesh is a previously registered financial professional and started their career in finance in 1995. Rajesh had worked at 3 firms and has passed the SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 4, 2015 - April 5, 2016
LOEB PARTNERS CORPORATION
December 1, 2010 - July 14, 2015
CREDIT SUISSE SECURITIES (USA) LLC
September 19, 1995 - September 16, 2010
LAZARD FRERES & CO. LLC
State Registrations and Notice Filings
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Exams
Current Firm
LOEB PARTNERS CORPORATION
CRD#: 10929 / SEC#: 801-39571, 8-28004
Contact information
Disclosures
| Regulatory Event | 3 |
| Bond | 1 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
