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Larry Eugene Gabbitas

CRD# 2659415·Registered 1995 - 2016
Previously Registered: Being a previously registered professional could mean that Larry is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Larry Eugene Gabbitas was a registered financial advisor. Larry was a previously registered financial professional and started their career in finance 1995 - 2016. Larry had worked at 8 firms and has passed the Series 63, Series 7 and Series 6 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

31 years in the financial services industry

Current & Past Employments

MUSTARD SEED FINANCIAL·CRD# 120514
RIA
Meridian, ID
December 26, 2013 - May 13, 2016
MML INVESTORS SERVICES, LLC·CRD# 10409
RIA
Boise, ID
August 2, 2007 - December 10, 2013
MML INVESTORS SERVICES, LLC·CRD# 10409
BD
Boise, ID
September 27, 2006 - December 10, 2013
ALLSTATE FINANCIAL SERVICES, LLC·CRD# 18272
BD
Boise, ID
July 3, 2003 - September 19, 2006
HORNOR, TOWNSEND & KENT, LLC·CRD# 4031
RIA
Gilbert, AZ
July 19, 2001 - August 19, 2003
HORNOR, TOWNSEND & KENT, LLC·CRD# 4031
BD
Conshohocken, PA
September 21, 2000 - August 19, 2003
WMA SECURITIES, INC.·CRD# 32625
BD
Duluth, GA
June 17, 1998 - August 3, 2000
NATIONWIDE INVESTMENT SERVICES CORPORATION·CRD# 7110
BD
Columbus, OH
January 5, 1998 - June 18, 1998
MISSIONSQUARE WEALTH MANAGEMENT·CRD# 23189
BD
Washington, DC
December 12, 1996 - December 11, 1997
PRUCO SECURITIES, LLC.·CRD# 5685
BD
Newark, NJ
October 12, 1995 - October 23, 1996

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Current Firm

MS
MUSTARD SEED FINANCIAL

BURKS FINANCIAL SERVICES | WEALTHPRO, INC. | WEALTH DYNAMICS ADVISORY | MUSTARD SEED FINANCIAL | EMERALD FINANCIAL ADVISORS | EMERALD ASSET MANAGEMENT, INC. | BURKS, BRIAN DENNIS | BURKS WEALTH MANAGEMENT, INC. DBA MUSTARD SEED FINANCIAL | BURKS WEALTH MANAGEMENT, INC. | BURKS INVESTMENTS | BURKS INVESTMENT SERVICES

CRD#: 120514
Idaho
Registered Investment Advisory firm - Idaho (5/17/2002 Approved)
Oregon
Registered Investment Advisory firm - Oregon (2/22/2017 Approved)
Texas
Registered Investment Advisory firm - Texas (7/19/2019 Conditional Restricted)

Contact Information

Main Address

501 S. Main Street, Meridian, ID 83642

Phone Number

(208) 899-8389

# of Employees

3

Documents

Latest Form ADV

Regulatory Assets Under Management

Total Number of Accounts

490

AUM (Assets Under Management)

$109,295,648

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Oct 1995About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Jul 2006About the Series 7 exam

Series 6 — Investment Company Products/Variable Contracts Representative Examination

Passed Oct 1995About the Series 6 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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