Larry E. Gabbitas
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Larry Eugene Gabbitas was a registered financial professional .
Larry is a previously registered financial professional and started their career in finance in 1995. Larry had worked at 8 firms and has passed the Series 63, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 26, 2013 - May 13, 2016
MUSTARD SEED FINANCIAL
August 2, 2007 - December 10, 2013
MML INVESTORS SERVICES, LLC
September 27, 2006 - December 10, 2013
MML INVESTORS SERVICES, LLC
July 3, 2003 - September 19, 2006
ALLSTATE FINANCIAL SERVICES, LLC
July 19, 2001 - August 19, 2003
HORNOR, TOWNSEND & KENT, LLC
September 21, 2000 - August 19, 2003
HORNOR, TOWNSEND & KENT, LLC
June 17, 1998 - August 3, 2000
WMA SECURITIES, INC.
January 5, 1998 - June 18, 1998
NATIONWIDE INVESTMENT SERVICES CORPORATION
December 12, 1996 - December 11, 1997
MISSIONSQUARE INVESTMENT SERVICES
October 12, 1995 - October 23, 1996
PRUCO SECURITIES, LLC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
MUSTARD SEED FINANCIAL
CRD#: 120514 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 484 |
| AUM (Assets Under Management) | $ 108,549,965 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
