Martin A. Moser

ARCATAUR CAPITAL MANAGEMENT LLC

Milwaukee, WI 53203

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CRD#: 2659376

Professional summary

Martin Alan Moser, who also goes by Marty Moser, is a registered financial advisor currently at ARCATAUR CAPITAL MANAGEMENT LLC located in Milwaukee, Wisconsin.

Martin is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1996. Martin has worked at 2 firms and has passed the Series 6 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Marty Moser

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Martin Alan Moser's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 29, 2019 - Present

ARCATAUR CAPITAL MANAGEMENT LLC

Office #1: 826 North Plankinton Avenue, Suite 300, Milwaukee, WI 53203

RIA

CRD#: 124663

Milwaukee, WI

Past

May 2, 1996 - October 31, 2001

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

CRD#: 2881

MILWAUKEE, WI

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ARCATAUR CAPITAL MANAGEMENT LLC

CRD#: 124663 / SEC#: 801-100352

RIA

Registered Investment Advisory firm - (6/15/2015 Approved)

Illinois

Registered Investment Advisory firm - (6/15/2015 Terminated)

Wisconsin

Registered Investment Advisory firm - (6/18/2015 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Wisconsin
(1/29/2019)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

General Industry/Product Exam

Series 6

Date: 5/1/1996

Investment Company Products/Variable Contracts Representative Examination

Current Firm

ARCATAUR CAPITAL MANAGEMENT LLC

CRD#: 124663 / SEC#: 801-100352

RIA

Registered Investment Advisory firm - (6/15/2015 Approved)

Illinois

Registered Investment Advisory firm - (6/15/2015 Terminated)

Wisconsin

Registered Investment Advisory firm - (6/18/2015 Terminated)

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Contact information

Main Address

826 North Plankinton Avenue, Suite 300, Milwaukee, WI 53203

Mailing Address

Phone number

(414) 225-8200

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (7 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2 (3/13/2025)

Regulatory assets under management

Total Number of Accounts	708
AUM (Assets Under Management)	$ 403,608,166

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Martin A. Moser

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Martin Alan Moser's CRS (Customer Relationship Summary).

Certified licenses

Experience

ARCATAUR CAPITAL MANAGEMENT LLC

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

Primary Firm SEC Registration

ARCATAUR CAPITAL MANAGEMENT LLC

State Registrations and Notice Filings

Exams

Series 6

Date: 5/1/1996

Current Firm

ARCATAUR CAPITAL MANAGEMENT LLC

Contact information

SEC notice filing (7 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ARCATAUR CAPITAL MANAGEMENT LLC

TRUST BUT VERIFY

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