John B. Keeble
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John Bell Keeble III, who also goes by John Bell Keeble, was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 1965. John had worked at 10 firms and has passed the Series 1 and Series 40 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 8, 1990 - December 18, 2003
IFG NETWORK SECURITIES, INC.
March 9, 1990 - June 28, 1993
PLANNED INVESTMENTS INC.
April 4, 1979 - January 23, 1984
ENTERPRISE FUND DISTRIBUTORS, INC.
August 22, 1977 - December 31, 1989
FSC SECURITIES CORPORATION
April 20, 1973 - August 11, 1977
ETI INVESTMENT CORPORATION
March 23, 1973 - April 20, 1973
FINANCIAL STRATEGIES CORPORATION
November 20, 1968 - April 19, 1973
FUNDAMENTAL SERVICE CORPORATION
May 8, 1968 - September 29, 1971
FINANCIAL SERVICE INVESTMENT CORP
May 2, 1968 - November 4, 1971
ALPHA RESEARCH CORPORATION
July 2, 1965 - January 21, 1976
FINANCIAL SERVICE CORPORATION OF AMERICA
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 10/16/1958
Registered Representative ExaminationSeries 40
Date: 6/22/1977
Registered Principal ExaminationCurrent Firm
IFG NETWORK SECURITIES, INC.
CRD#: 19948 / SEC#: , 8-37937
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| INVESTORS FINANCIAL PLANNING, INC. | HOLDING COMPANY | |
| DUNSTAN, RICHARD VAUGHAN | VICE PRESIDENT/SECRETARY/CROP | 1632092 |
| DUNSTAN, RICHARD VAUGHAN | MUNICIPAL PRINCIPAL | 1632092 |
| HARRISON, BRETT LAMAR | COO, SENIOR VICE PRESIDENT | 4032238 |
| HARRISON, BRETT LAMAR | DIRECTOR | 4032238 |
| MCEVOY, PATRICK HENRY | PRESIDENT, CEO | 1796543 |
| RESSLER, SANDER JAMES | CCO | 1455553 |
| STEWART, EVERETT PAUL JR | VICE PRESIDENT/TREASURER/FINOP | 2025188 |
Disclosures
| Regulatory Event | 3 |
| Arbitration | 4 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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