Karyn T. Leech Frazeur
Professional summary
Karyn Tracey Leech Frazeur, who also goes by Karyn T Frazeur, Karen Leech, Karrn Leech, Karyn Tracey Leech, is a registered financial professional currently at CP INVESTMENTS, LLC located in Los Angeles, California.
Karyn is registered as a RR (Registered Representative) and started their career in finance in 1996. Karyn has worked at 3 firms and has passed the Series 63, Series 79TO, Series 57TO, SIE, Series 55, Series 7, Series 10 and Series 9 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Karyn Tracey Leech Frazeur's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 2, 2001 - Present
CP INVESTMENTS, LLC
Office #1: 2000 Avenue Of The Stars 11th Floor, Los Angeles, CA 90067-4700March 20, 1999 - January 25, 2001
PRUDENTIAL EQUITY GROUP, LLC
May 22, 1996 - March 1, 1999
M.L. STERN & CO., LLC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(10/2/2001)
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationSeries 57TO
Date: 1/2/2023
Securities Trader ExamSeries 55
Date: 12/18/2001
Limited Representative-Equity Trader ExamFINRA
Current Firm
CP INVESTMENTS, LLC
CRD#: 24029 / SEC#: , 8-40862
Contact information
FINRA licenses (51 States and Territories)
Disclosures
| Regulatory Event | 1 |
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