Gaston E. Guerrero

BBVA GLOBAL WEALTH ADVISORS

Chula Vista, CA

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CRD#: 2659227

Professional summary

Gaston Ernesto Guerrero is a registered financial advisor currently at BBVA GLOBAL WEALTH ADVISORS, INC. located in Chula Vista, California.

Gaston is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1995. Gaston has worked at 8 firms and has passed the Series 66, Series 63, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Mercantile Consulting Group; not investment related; Chula Vista, CA; Property Management; President; passive, not involved in daily operations; 07/2019; 0 hours per month; 0 hours during trading hours.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Gaston Ernesto Guerrero's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 27, 2025 - Present

BBVA GLOBAL WEALTH ADVISORS, INC.

RIA

CRD#: 327326

Chula Vista, CA

Past

September 4, 2024 - August 18, 2025

PRIVATE PORTFOLIO, INC.

RIA

CRD#: 36644

La Jolla, CA

Past

September 4, 2024 - August 18, 2025

PRIVATE PORTFOLIO, INC.

CRD#: 36644

La Jolla, CA

Past

August 9, 2021 - January 11, 2023

CRD#: 5611

SAN DIEGO, CA

Past

June 10, 2002 - July 15, 2002

INVESTMENT PLACEMENT GROUP

CRD#: 14458

SAN DIEGO, CA

Past

September 10, 1996 - December 12, 1997

WFG INVESTMENTS, INC.

CRD#: 22704

DALLAS, TX

Past

September 22, 1995 - August 7, 1996

SERFIN SECURITIES,INC.

CRD#: 16683

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

BBVA GLOBAL WEALTH ADVISORS, INC.

CRD#: 327326 / SEC#: 801-129582

RIA

Registered Investment Advisory firm - (2/26/2024 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(8/27/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 10/23/2003

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 11/22/1995

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 6/3/2002

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 1/30/2014

General Securities Principal Examination

Current Firm

BBVA GLOBAL WEALTH ADVISORS, INC.

CRD#: 327326 / SEC#: 801-129582

RIA

Registered Investment Advisory firm - (2/26/2024 Approved)

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Contact information

Main Address

501 Brickell Key Drive Suite 601, Miami, FL 33131

Mailing Address

Phone number

(305) 205-7752

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (3 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

BBVA GWA ADV 2A APPENDIX WRAP FEE PROGRAM (11/5/2025)

BBVA GWA ADV 2A (11/5/2025)

Regulatory assets under management

Total Number of Accounts	665
AUM (Assets Under Management)	$ 1,208,850,630

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Gaston E. Guerrero

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Gaston Ernesto Guerrero's CRS (Customer Relationship Summary).

Certified licenses

Experience

PRIVATE PORTFOLIO, INC.

PRIVATE PORTFOLIO, INC.

PRIVATE PORTFOLIO, INC.

PRIVATE PORTFOLIO, INC.

MERCANTILE CAPITAL ADVISORS, LLC

INSIGHT SECURITIES, INC.

PRECISE INVESTMENT MANAGEMENT, LLC

INSIGHT SECURITIES, INC.

INVESTMENT PLACEMENT GROUP

WFG INVESTMENTS, INC.

SERFIN SECURITIES,INC.

Primary Firm SEC Registration

BBVA GLOBAL WEALTH ADVISORS, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 10/23/2003

Series 63

Date: 11/22/1995

Series 7

Date: 6/3/2002

Series 24

Date: 1/30/2014

Current Firm

BBVA GLOBAL WEALTH ADVISORS, INC.

Contact information

SEC notice filing (3 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

BBVA GLOBAL WEALTH ADVISORS, INC.

TRUST BUT VERIFY

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