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TS

Thomas Sokira

CORNERSTONE PLANNING GROUP
Fairfield, NJ 07004
Some features on this profile are disabled
CRD#: 2659205
TS

Professional summary

Thomas Sokira, AIF®, who also goes by Thomas James Sokira, Tom Sokira, is a registered financial advisor currently at CORNERSTONE PLANNING GROUP located in Fairfield, New Jersey.

Thomas is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1995. Thomas has worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Thomas James Sokira | Tom Sokira

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Thomas Sokira's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
AIF®

Accredited Investment Fiduciary

Experience

Current

April 13, 2026 - Present

CORNERSTONE PLANNING GROUP

Office #1: 350 Passaic Avenue Suite 201, Fairfield, NJ 07004
RIA
CRD#: 307189
Fairfield, NJ
Past

November 29, 2017 - April 22, 2026

LPL FINANCIAL LLC

RIA
CRD#: 6413
BASKING RIDGE, NJ
Past

November 29, 2017 - April 22, 2026

LPL FINANCIAL LLC

BD
CRD#: 6413
BASKING RIDGE, NJ
Past

September 28, 2010 - November 29, 2017

NATIONAL PLANNING CORPORATION

RIA
CRD#: 29604
StIrling, NJ
Past

June 23, 2010 - November 29, 2017

NATIONAL PLANNING CORPORATION

BD
CRD#: 29604
StIrling, NJ
Past

January 26, 2005 - April 29, 2010

ADP BROKER-DEALER, INC.

BD
CRD#: 37693
ROSELAND, NJ
Past

March 4, 2002 - January 14, 2005

MORGAN STANLEY DW INC.

BD
CRD#: 7556
PURCHASE, NY
Past

March 19, 1997 - April 11, 2001

PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC

BD
CRD#: 18353
NEWARK, NJ
Past

October 3, 1995 - December 1, 1996

WALL STREET ACCESS

BD
CRD#: 10012
NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CP
CORNERSTONE PLANNING GROUP
ALLEN FINANCIAL GROUP | STRATA CAPITAL | SOUTHERN CAPITAL | LUNA FINANCIAL GROUP | HORIZON WEALTH STRATEGIES, LLC | HIGHLIFT FINANCIAL | CORNERSTONE PLANNING GROUP INC. | CORNERSTONE PLANNING GROUP | CAMBIUM STRATEGIES | ANGLE + FIFTH

CRD#: 307189 / SEC#: 801-118222

RIA
Registered Investment Advisory firm - (3/13/2020 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
New Jersey
(4/13/2026)

Exams

State Security Law Exam
IAR
Series 65
Date: 9/20/2010
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 10/7/1996
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 10/2/1995
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 9/1/1999
General Securities Principal Examination

Current Firm

CP
CORNERSTONE PLANNING GROUP
ALLEN FINANCIAL GROUP | STRATA CAPITAL | SOUTHERN CAPITAL | LUNA FINANCIAL GROUP | HORIZON WEALTH STRATEGIES, LLC | HIGHLIFT FINANCIAL | CORNERSTONE PLANNING GROUP INC. | CORNERSTONE PLANNING GROUP | CAMBIUM STRATEGIES | ANGLE + FIFTH

CRD#: 307189 / SEC#: 801-118222

RIA
Registered Investment Advisory firm - (3/13/2020 Approved)
PREMIUM
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Trends, Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address
350 Passaic Avenue Suite 201, Fairfield, NJ 07004
Mailing Address
Phone number
(973) 487-3220
Established
Firm type
Fiscal year end
# of Employees
19

SEC notice filing (16 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A (3/4/2025)

Regulatory assets under management

Total Number of Accounts2,646
AUM (Assets Under Management)$ 650,035,096

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

CORNERSTONE PLANNING GROUP

CRD#: 307189Fairfield, NJ 07004

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Contact information

(xxx) xxx-xxxx
xxxxx@xxxx.xxx

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