Ben Z. Kedem
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Ben Zion Kedem, who also goes by Knorpel Kedem, Korn Kedem, Kedem Knorpel, was a registered financial professional .
Ben is a previously registered financial professional and started their career in finance in 1968. Ben had worked at 7 firms and has passed the Series 65, Series 63, Series 79TO, Series 7TO, Series 52TO, SIE, Series 1, Series 53, Series 24, Series 14, Series 4 and Series 40 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 27, 2020 - September 14, 2023
LEIGH BALDWIN & CO., LLC
April 7, 1987 - November 2, 2020
KEDEM CAPITAL CORPORATION
December 15, 1975 - June 16, 1987
PHILIPS, APPEL & WALDEN, INC.
October 14, 1975 - June 7, 1976
JAS. H. OLIPHANT & CO., INC.
April 16, 1975 - November 14, 1975
J. H. KERN & CO.
January 26, 1971 - May 7, 1974
FERKAUF INC
June 25, 1968 - June 4, 1974
SARTORIUS & CO.
Primary Firm SEC Registration
LEIGH BALDWIN & CO., LLC
CRD#: 38751 / SEC#: 801-69290, 8-48385
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationSeries 7TO
Date: 1/2/2023
General Securities Representative ExaminationSeries 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationSeries 1
Date: 6/21/1968
Registered Representative ExaminationSeries 40
Date: 11/30/1978
Registered Principal ExaminationCurrent Firm
LEIGH BALDWIN & CO., LLC
CRD#: 38751 / SEC#: 801-69290, 8-48385
Contact information
SEC notice filing (13 States and Territories)
FINRA licenses (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 756 |
| AUM (Assets Under Management) | $ 285,522,208 |
Disclosures
| Regulatory Event | 4 |
| Arbitration | 1 |
| Bond | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
