David J. Hunter
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
David John Hunter, who also goes by Dave Hunter, David J Hunter, was a registered financial professional .
David is a previously registered financial professional and started their career in finance in 1995. David had worked at 3 firms and has passed the Series 65, Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 20, 2021 - December 20, 2021
LEAVELL INVESTMENT MANAGEMENT, INC.
October 20, 1998 - April 4, 2002
SMBC NIKKO SECURITIES AMERICA, INC.
September 19, 1995 - July 14, 1997
CITICORP SECURITIES, INC.
Primary Firm SEC Registration
LEAVELL INVESTMENT MANAGEMENT, INC.
CRD#: 107890 / SEC#: 801-14752
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
LEAVELL INVESTMENT MANAGEMENT, INC.
CRD#: 107890 / SEC#: 801-14752
Contact information
SEC notice filing (12 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,847 |
| AUM (Assets Under Management) | $ 2,967,145,153 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/28/2025 | ||
| 01/29/2025 | ||
| 10/25/2023 | ||
| 01/26/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
