Ajay Sharma
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Ajay Sharma was a registered financial professional .
Ajay is a previously registered financial professional and started their career in finance in 1995. Ajay had worked at 6 firms and has passed the Series 63, SIE, Series 3, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 31, 2022 - November 6, 2023
CRITO CAPITAL LLC
February 1, 2021 - January 3, 2022
OLD CITY SECURITIES LLC
April 24, 2018 - November 9, 2023
WEILD & CO.
April 2, 2015 - January 26, 2018
NORTH SEA SECURITIES L.P.
October 8, 2009 - April 1, 2010
NIGHTHAWK PARTNERS INC.
November 15, 1995 - October 6, 2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
CRITO CAPITAL LLC
CRD#: 161724 / SEC#: , 8-69050
Contact information
FINRA licenses (24 States and Territories)
Direct owners and executive officers
Red Flags
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