Anne M. Oh
Professional summary
Anne Myung Oh, who also goes by Anne Oh, is a registered financial professional currently at TANGENT CAPITAL PARTNERS, LLC located in Short Hills, New Jersey.
Anne is registered as a RR (Registered Representative) and started their career in finance in 1995. Anne has worked at 4 firms and has passed the Series 63, SIE, Series 7, Series 3 and Series 24 exams.
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Anne Myung Oh's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 3, 2017 - Present
TANGENT CAPITAL PARTNERS, LLC
June 28, 2010 - November 1, 2016
WREN CAPITAL, LLC
January 11, 2010 - June 30, 2010
COWEN PRIME SERVICES TRADING LLC
October 16, 2009 - January 4, 2010
COWEN PRIME SERVICES TRADING LLC
September 26, 1995 - March 4, 2002
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(8/3/2017)
Exams
FINRA
Current Firm
TANGENT CAPITAL PARTNERS, LLC
CRD#: 146999 / SEC#: , 8-67885
Contact information
FINRA licenses (32 States and Territories)
Disclosures
| Regulatory Event | 2 |
Red Flags
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