Kevin J. Minicus
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Kevin John Minicus, who also goes by Kevin Minicus, was a registered financial professional .
Kevin is a previously registered financial professional and started their career in finance in 1995. Kevin had worked at 7 firms and has passed the Series 63, SIE, Series 3 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 13, 2024 - April 11, 2025
ENCLAVE CAPITAL LLC
November 15, 2019 - January 17, 2023
IMPERIAL CAPITAL, LLC
August 13, 2018 - October 10, 2019
FHN FINANCIAL SECURITIES CORP.
May 9, 2016 - August 8, 2018
COWEN AND COMPANY
August 15, 2011 - May 11, 2016
CRT CAPITAL GROUP LLC
March 16, 2009 - June 14, 2011
BTIG, LLC
October 28, 2004 - March 12, 2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
November 15, 1995 - March 12, 2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
ENCLAVE CAPITAL LLC
CRD#: 22732 / SEC#: , 8-39592
Contact information
FINRA licenses (18 States and Territories)
Documents
Disclosures
| Regulatory Event | 3 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
