Corinna K. Wong

STONECASTLE SECURITIES

NEW YORK, NY 10019

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CRD#: 2658861

Professional summary

Corinna Kwok Wong, who also goes by Corinna Kwok, Wanwah Kwok, is a registered financial professional currently at STONECASTLE SECURITIES, LLC located in New York, New York.

Corinna is registered as a RR (Registered Representative) and started their career in finance in 1996. Corinna has worked at 10 firms and has passed the Series 63, SIE, Series 3 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Corinna Kwok | Wanwah Kwok

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Corinna Kwok Wong's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 24, 2025 - Present

STONECASTLE SECURITIES, LLC

Office #1: 152 West 57th Street 52nd Floor, New York, NY 10019

CRD#: 131211

NEW YORK, NY

Past

March 2, 2016 - August 30, 2022

NATIXIS SECURITIES AMERICAS LLC

CRD#: 1101

NEW YORK, NY

Past

August 27, 2013 - March 21, 2016

MORGAN STANLEY & CO. LLC

CRD#: 8209

NEW YORK, NY

Past

January 15, 2013 - May 24, 2013

WESTPAC CAPITAL MARKETS LLC

CRD#: 164763

NEW YORK, NY

Past

September 24, 2009 - July 22, 2010

SG AMERICAS SECURITIES, LLC

CRD#: 128351

NEW YORK, NY

Past

June 15, 2005 - May 4, 2009

BANC OF AMERICA SECURITIES LLC

CRD#: 26091

NEW YORK, NY

Past

June 11, 2002 - April 12, 2005

LEHMAN BROTHERS INC.

CRD#: 7506

NEW YORK, NY

Past

January 16, 2001 - June 5, 2002

STATE STREET GLOBAL ADVISORS FUNDS DISTRIBUTORS, LLC

CRD#: 30107

BOSTON, MA

Past

January 7, 1998 - December 22, 1998

GOLDMAN SACHS & CO. LLC

CRD#: 361

NEW YORK, NY

Past

March 12, 1996 - November 7, 1997

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam

Series 63

Date: 2/24/2003

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 3

Date: 10/6/1995

National Commodity Futures Examination

General Industry/Product Exam

Series 7

Date: 9/19/1995

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

STONECASTLE SECURITIES, LLC

STONE CASTLE SECURITIES, LLC | STONECASTLE SECURITIES, LLC

CRD#: 131211 / SEC#: , 8-66434

Broker-Dealer Firm Regulated by FINRA (New York district office)

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Contact information

Main Address

152 West 57th Street 52nd Fl, New York, NY 10019

Mailing Address

152 West 57th Street 52nd Floor, New York, NY 10019

Phone number

212-354-6500 X. 304

Established

Delaware since 03/08/2004

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (7 States and Territories)

Documents

Direct owners and executive officers

Name	Position	CRD#
STONECASTLE PARTNERS, LLC	SOLE MEMBER
HOLMEN, ROBERT CHRISTOPHER	PRESIDENT, CCO	2919060

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Corinna K. Wong

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Corinna Kwok Wong's CRS (Customer Relationship Summary).

Certified licenses

Experience

NATIXIS SECURITIES AMERICAS LLC

MORGAN STANLEY & CO. LLC

WESTPAC CAPITAL MARKETS LLC

SG AMERICAS SECURITIES, LLC

BANC OF AMERICA SECURITIES LLC

LEHMAN BROTHERS INC.

STATE STREET GLOBAL ADVISORS FUNDS DISTRIBUTORS, LLC

GOLDMAN SACHS & CO. LLC

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

State Registrations and Notice Filings

Exams

Series 63

Date: 2/24/2003

SIE

Date: 10/1/2018

Series 3

Date: 10/6/1995

Series 7

Date: 9/19/1995

FINRA

Current Firm

STONECASTLE SECURITIES, LLC

Contact information

FINRA licenses (7 States and Territories)

Documents

Direct owners and executive officers

Red Flags

Company Information

STONECASTLE SECURITIES, LLC

TRUST BUT VERIFY

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