Michael Effron

PARK AVENUE SECURITIES

Port Saint Lucie, FL 34984

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CRD#: 2658724

Professional summary

Michael Effron, who also goes by Michael G Effron, Michael Glenn Effron, Mike Effron, is a registered financial advisor currently at PARK AVENUE SECURITIES LLC located in Port Saint Lucie, Florida.

Michael is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1995. Michael has worked at 11 firms and has passed the Series 66, Series 65, Series 63, SIE, Series 7, Series 6 and Series 26 exams.

Aliases

Michael G Effron | Michael Glenn Effron | Mike Effron

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) NEW ENGLAND FUNDS LLC, 301 SW 8th Terrace, Boca Raton FL 33486, START DATE: 01/01/2024 20 HOURS PER MONTH/10 DURING NORMAL TRADING HOURS NON INVESTMENT RELATED LESS THAN 10% ANNUAL COMPENSATION

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael Effron's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

CRS (Client Relationship Summary) - BD

Click below to view Michael Effron's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 4, 2026 - Present

PARK AVENUE SECURITIES LLC

Office #1: 125 Se Via Tesoro Suite 203, Port Saint Lucie, FL 34984

RIA

CRD#: 46173

Port Saint Lucie, FL

Current

August 3, 2026 - Present

PARK AVENUE SECURITIES LLC

Office #1: 125 Se Via Tesoro Suite 203, Port Saint Lucie, FL 34984

RIA

CRD#: 46173

Port Saint Lucie, FL

Past

February 4, 2026 - July 22, 2026

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

RIA

CRD#: 134139

Pompano Beach, FL

Past

November 1, 2024 - July 22, 2026

CAMBRIDGE INVESTMENT RESEARCH, INC.

CRD#: 39543

Pompano Beach, FL

Past

May 27, 2021 - August 3, 2022

PFS INVESTMENTS INC.

RIA

CRD#: 10111

MIAMI LAKES, FL

Past

May 19, 2021 - August 3, 2022

PFS INVESTMENTS INC.

CRD#: 10111

MIAMI LAKES, FL

Past

September 16, 2011 - May 31, 2019

INVESCO ADVISERS, INC.

RIA

CRD#: 105360

BOCA RATON, FL

Past

June 1, 2010 - May 31, 2019

INVESCO DISTRIBUTORS, INC.

CRD#: 7369

HOUSTON, TX

Past

June 9, 2005 - June 1, 2010

INVESCO CAPITAL MARKETS, INC.

CRD#: 6939

HOUSTON, TX

Past

May 9, 2003 - June 6, 2005

DWS DISTRIBUTORS, INC.

CRD#: 37306

CHICAGO, IL

Past

December 5, 2000 - May 1, 2003

TRANSAMERICA CAPITAL, LLC

CRD#: 8217

DENVER, CO

Past

November 24, 1997 - December 12, 2000

TRANSAMERICA FINANCIAL ADVISORS, LLC

CRD#: 16164

PHILADELPHIA, PA

Past

October 13, 1995 - October 29, 1997

NATIXIS DISTRIBUTION, LLC

CRD#: 34754

BOSTON, MA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

PARK AVENUE SECURITIES LLC

CRD#: 46173 / SEC#: 801-58108, 8-51324

RIA

Registered Investment Advisory firm - SEC (11/13/2000 Approved)

District of Columbia

Registered Investment Advisory firm - SEC (1/2/2002 Terminated)

Broker-Dealer Firm Regulated by FINRA (New York district office)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Florida
(8/4/2026)

IAR

Florida
(8/4/2026)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 1/23/2026

Uniform Combined State Law Examination

State Security Law Exam

IAR

Series 65

Date: 9/14/2011

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 10/12/1995

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 10/22/1996

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 10/12/1995

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 26

Date: 3/22/1996

Investment Company Products/Variable Contracts Principal Examination

SRO Registrations

FINRA

Current Firm

PARK AVENUE SECURITIES LLC

CRD#: 46173 / SEC#: 801-58108, 8-51324

RIA

Registered Investment Advisory firm - SEC (11/13/2000 Approved)

District of Columbia

Registered Investment Advisory firm - SEC (1/2/2002 Terminated)

Broker-Dealer Firm Regulated by FINRA (New York district office)

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Contact information

Main Address

10 Hudson Yards, New York, NY 10001

Mailing Address

10 Hudson Yards, New York, NY 10001

Phone number

+1 (888) 600-4667

Established

Delaware since 08/20/1998

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Large

# of Employees

1,984

SEC notice filing (53 States and Territories)

FINRA licenses (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Customer Relationship Summary (CRS / FINRA)

Latest Form ADV

Part 2 Brochures

PARK AVENUE SIGNATURE PORTFOLIO (1/2/2026)

VESTWISE (1/2/2026)

PARK AVENUE UMA/SMA SELECT AND STRATEGIST SELECT/STRATEGIST SELECT PLUS (1/2/2026)

PAS FORM ADV REVISED FIRM BROCHURE (1/2/2026)

Direct owners and executive officers

Name	Position	CRD#
THE GUARDIAN LIFE INSURANCE COMPANY OF AMERICA	OWNER
BOGGS, ALLEN WARREN	HEAD OF PRODUCT & SUPERVISION	4751363
CASWELL, MARIANNE GRACE	PRESIDENT AND ELECTED MEMBER	6424651
DAVARASHVILI, KATE	FINOP/PRINCIPAL FINANCIAL OFFICER.	5642325
DESROCHERS, CARL	ELECTED MEMBER	7807194
GALLO, JOSEPH MICHAEL	CHIEF COMPLIANCE OFFICER	3108044
HERGAN, JOSHUA NEIL	GENERAL COUNSEL	4572643
LESINA, LEYLA ADA	ELECTED MEMBER	3004323
MAHER, CARLY PRITCHARD	HEAD OF WEALTH MANAGEMENT STRATEGY AND BUSINESS OPERATIONS	4003223
PERRY, MICHAEL ANDREW	ELECTED MEMBER	2688179
RYNIKER, MICHAEL JOHN	PRINCIPAL OPERATIONS OFFICER	2474604

Regulatory assets under management

Total Number of Accounts	71,074
AUM (Assets Under Management)	$ 14,998,852,974

Disclosures

Regulatory Event	20
Arbitration	3

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
11/25/2025	Cover Page	Report
01/22/2025	Cover Page	Report
11/15/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Michael Effron

Professional summary

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael Effron's CRS (Customer Relationship Summary).

CRS (Client Relationship Summary) - BD

Click below to view Michael Effron's CRS (Customer Relationship Summary).

Certified licenses

Experience

PARK AVENUE SECURITIES LLC

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

CAMBRIDGE INVESTMENT RESEARCH, INC.

PFS INVESTMENTS INC.

PFS INVESTMENTS INC.

INVESCO ADVISERS, INC.

INVESCO DISTRIBUTORS, INC.

INVESCO CAPITAL MARKETS, INC.

DWS DISTRIBUTORS, INC.

TRANSAMERICA CAPITAL, LLC

TRANSAMERICA FINANCIAL ADVISORS, LLC

NATIXIS DISTRIBUTION, LLC

Primary Firm SEC Registration

PARK AVENUE SECURITIES LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 1/23/2026

Series 65

Date: 9/14/2011

Series 63

Date: 10/12/1995

SIE

Date: 10/1/2018

Series 7

Date: 10/22/1996

Series 6

Date: 10/12/1995

Series 26

Date: 3/22/1996

FINRA

Current Firm

PARK AVENUE SECURITIES LLC

Contact information

SEC notice filing (53 States and Territories)

FINRA licenses (53 States and Territories)

Documents

Part 2 Brochures

Direct owners and executive officers

Regulatory assets under management

Disclosures

Accountant surprise examination report

Red Flags

Company Information

PARK AVENUE SECURITIES LLC

TRUST BUT VERIFY

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