David E. Schnarr
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
David Edward Schnarr was a registered financial professional .
David is a previously registered financial professional and started their career in finance in 1995. David had worked at 5 firms and has passed the Series 63, SIE, Series 7, Series 27 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 4, 2019 - June 8, 2020
CLEARPOOL EXECUTION SERVICES, LLC
March 19, 1999 - February 5, 2002
OPTIONS STRATEGY C.V.
June 17, 1998 - October 17, 2003
MAPLE ARBITRAGE INC.
May 29, 1998 - April 28, 2017
MAPLE SECURITIES U.S.A. INC.
September 27, 1995 - April 8, 1998
NBF SECURITIES (USA) CORP.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
CLEARPOOL EXECUTION SERVICES, LLC
CRD#: 168490 / SEC#: , 8-69313
Contact information
FINRA licenses (26 States and Territories)
Documents
Disclosures
| Regulatory Event | 19 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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