John E. Perez

ALTITUDE CAPITAL MANAGEMENT LLC

HOUSTON, TX

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CRD#: 2658547

Professional summary

John Eugene Perez, CFP®, who also goes by Gene Perez, John Perez, John Eugene Perez, is a registered financial advisor currently at ALTITUDE CAPITAL MANAGEMENT LLC located in Houston, Texas.

John is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1996. John has worked at 19 firms and has passed the Series 63, Series 65, Series 7TO, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Gene Perez | John Perez | John Eugene Perez

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

NAME OF BUSINESS: John Eugene Perez Property/Casualty Insurance INVESTMENT RELATED ADDRESS (City/State): Plano, TX NATURE OF BUSINESS: Insurance Agent Licensed POSITION: Insurance Agent Licensed START DATE: 1/26/2001 APPROX. HOURS/MONTH: 0 HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: Maintaining licenses only. NAME OF BUSINESS: John Eugene Perez Life/Health Insurance INVESTMENT RELATED ADDRESS (City/State): Plano, TX NATURE OF BUSINESS: Insurance Agent Licensed POSITION: Insurance Agent Licensed START DATE: 5/16/2003 APPROX. HOURS/MONTH: 0 HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: Maintaining licenses only. NAME OF BUSINESS: DJ Mean Gene NON-INVESTMENT RELATED ADDRESS (City/State): Plano, TX NATURE OF BUSINESS: Retail/Service POSITION: Owner START DATE: 06/2022 APPROX. HOURS/MONTH: 16 HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: Disc jockey service playing music for venues and private engagements.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John Eugene Perez's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Experience

Current

March 7, 2024 - Present

ALTITUDE CAPITAL MANAGEMENT LLC

RIA

CRD#: 329366

HOUSTON, TX

Past

February 15, 2022 - July 25, 2023

HOUSTON, TX

Past

April 20, 2006 - September 18, 2006

WADDELL & REED

RIA

CRD#: 866

HOUSTON, TX

Past

July 16, 2003 - August 4, 2005

FARMERS FINANCIAL SOLUTIONS, LLC

CRD#: 103863

WESTLAKE VILLAGE, CA

Past

July 8, 1998 - August 28, 2000

THE VARIABLE ANNUITY MARKETING COMPANY

CRD#: 5081

HOUSTON, TX

Past

May 29, 1997 - June 6, 1998

INVESCO DISTRIBUTORS, INC.

CRD#: 7369

HOUSTON, TX

Past

April 22, 1996 - September 10, 1996

FAB SECURITIES OF AMERICA, INC.

CRD#: 28212

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ALTITUDE CAPITAL MANAGEMENT LLC

CRD#: 329366 / SEC#: 801-129287

RIA

Registered Investment Advisory firm - (1/2/2024 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(1/27/2025)

IAR

Michigan
(1/27/2025)

IAR

Texas
(3/7/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 3/4/2022

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 65

Date: 4/19/2006

Uniform Investment Adviser Law Examination

General Industry/Product Exam

Series 7TO

Date: 2/15/2022

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 2/24/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 11/14/2013

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 7/15/2003

Investment Company Products/Variable Contracts Representative Examination

Current Firm

ALTITUDE CAPITAL MANAGEMENT LLC

CRD#: 329366 / SEC#: 801-129287

RIA

Registered Investment Advisory firm - (1/2/2024 Approved)

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Contact information

Main Address

2015 Grand Avenue Suite 100, Des Moines, IA 50312

Mailing Address

Phone number

(515) 207-3310

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (27 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ACM ADV PART 2A (3/19/2025)

Regulatory assets under management

Total Number of Accounts	672
AUM (Assets Under Management)	$ 49,400,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

John E. Perez

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John Eugene Perez's CRS (Customer Relationship Summary).

Certified licenses

Experience

VANGUARD MARKETING CORPORATION

VANGUARD ADVISERS, INC.

JIM POE & ASSOCIATES, INC.

TRS ADVISORS, LLC

ELEMENT RETIREMENT & INVESTMENT CONSULTANTS, L.L.C.

BROOKSTONE CAPITAL MANAGEMENT LLC

PRINCIPAL SECURITIES, INC.

PRINCIPAL SECURITIES, INC.

TRANSAMERICA FINANCIAL ADVISORS, LLC

TRANSAMERICA FINANCIAL ADVISORS, LLC

PARK AVENUE SECURITIES LLC

PARK AVENUE SECURITIES LLC

VALIC FINANCIAL ADVISORS, INC.

VALIC FINANCIAL ADVISORS, INC.

BRIGHT TRADING, LLC

CHASE INVESTMENT SERVICES CORP.

CHASE INVESTMENT SERVICES CORP.

MML INVESTORS SERVICES, LLC

MML INVESTORS SERVICES, LLC

WADDELL & REED

WADDELL & REED

FARMERS FINANCIAL SOLUTIONS, LLC

THE VARIABLE ANNUITY MARKETING COMPANY

INVESCO DISTRIBUTORS, INC.

FAB SECURITIES OF AMERICA, INC.

Primary Firm SEC Registration

ALTITUDE CAPITAL MANAGEMENT LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 3/4/2022

Series 65

Date: 4/19/2006

Series 7TO

Date: 2/15/2022

SIE

Date: 2/24/2018

Series 7

Date: 11/14/2013

Series 6

Date: 7/15/2003

Current Firm

ALTITUDE CAPITAL MANAGEMENT LLC

Contact information

SEC notice filing (27 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ALTITUDE CAPITAL MANAGEMENT LLC

TRUST BUT VERIFY

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