Ian C. Flores

NTV ASSET MANAGEMENT

Charleston, WV 25301-1800

Some features on this profile are disabled

CRD#: 2658468

Professional summary

Ian Cabanag Flores is a registered financial advisor currently at NTV ASSET MANAGEMENT, LLC located in Charleston, West Virginia.

Ian is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1995. Ian has worked at 4 firms and has passed the Series 65, Series 63 and Series 11 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Ian Cabanag Flores's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 25, 2019 - Present

NTV ASSET MANAGEMENT, LLC

Office #1: 170 Summers Street Suite 200, Charleston, WV 25301-1800

RIA

CRD#: 111062

Charleston, WV

Past

September 25, 2002 - November 10, 2010

BB&T ASSET MANAGEMENT, INC.

RIA

CRD#: 108443

CHARLESTON, WV

Past

April 27, 2001 - September 10, 2001

BB&T INVESTMENT SERVICES, INC.

CRD#: 33856

CHARLOTTE, NC

Past

October 2, 1995 - November 10, 2000

ONE VALLEY SECURITIES CORPORATION

CRD#: 36910

CHARLESTON, WV

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

NTV ASSET MANAGEMENT, LLC

CRD#: 111062 / SEC#: 801-58140

RIA

Registered Investment Advisory firm - (11/28/2000 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

West Virginia
(10/25/2019)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 9/11/2002

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 12/8/1995

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 11

Date: 9/29/1995

Assistant Representative-Order Processing Qualification Exam

Current Firm

NTV ASSET MANAGEMENT, LLC

CRD#: 111062 / SEC#: 801-58140

RIA

Registered Investment Advisory firm - (11/28/2000 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

170 Summers Street Suite 200, Charleston, WV 25301-1800

Mailing Address

Phone number

(304) 353-9090

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (8 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FIRM DISCLOSURE BROCHURE NTV (3/10/2025)

Regulatory assets under management

Total Number of Accounts	900
AUM (Assets Under Management)	$ 963,378,524

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Melissa Grass

FREEDOM FINANCIAL ADVISORS, LLC

IAR

South Charleston, WV

Why Advisor Check

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Ian C. Flores

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Ian Cabanag Flores's CRS (Customer Relationship Summary).

Certified licenses

Experience

NTV ASSET MANAGEMENT, LLC

BB&T ASSET MANAGEMENT, INC.

BB&T INVESTMENT SERVICES, INC.

ONE VALLEY SECURITIES CORPORATION

Primary Firm SEC Registration

NTV ASSET MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 9/11/2002

Series 63

Date: 12/8/1995

Series 11

Date: 9/29/1995

Current Firm

NTV ASSET MANAGEMENT, LLC

Contact information

SEC notice filing (8 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

NTV ASSET MANAGEMENT, LLC

TRUST BUT VERIFY

Similar Advisors