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Daniel Amery Strandberg

LOOP CAPITAL MARKETS
Clark, NJ
·CRD# 2658379·31 years experience

Professional Summary

Daniel Amery Strandberg is a registered financial advisor currently at LOOP CAPITAL MARKETS LLC located in Clark, New Jersey. Daniel is registered as a RR (Registered Representative) and started their career in finance in 1995. Daniel has worked at 9 firms and has passed the Series 65, Series 63, Series 6TO, SIE and Series 7 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

31 years in the financial services industry

Current & Past Employments

LOOP CAPITAL MARKETS LLC·CRD# 43098
RIA
BD
100 Walnut Avenue, Suite 505, Clark, NJ 07066
May 19, 2022 - Present
IRC SECURITIES LLC·CRD# 150022
BD
New York, NY
December 23, 2021 - May 19, 2022
LONGBOW SECURITIES, LLC·CRD# 135738
BD
New York, NY
January 28, 2019 - December 10, 2021
GUGGENHEIM SECURITIES, LLC·CRD# 40638
BD
New York, NY
March 10, 2010 - October 18, 2018
FHN FINANCIAL SECURITIES CORP.·CRD# 46346
BD
Memphis, TN
May 1, 2003 - June 12, 2003
FTN EQUITY CAPITAL MARKETS CORP.·CRD# 119625
BD
New York, NY
May 1, 2003 - February 8, 2010
FHN FINANCIAL SECURITIES CORP.·CRD# 46346
BD
Memphis, TN
August 12, 2002 - April 30, 2003
ABN AMRO INCORPORATED·CRD# 15776
BD
Stamford, CT
March 1, 2002 - April 18, 2002
ABN AMRO SECURITIES LLC·CRD# 6540
BD
New York, NY
April 30, 2001 - March 1, 2002
ABN AMRO INCORPORATED·CRD# 15776
BD
Stamford, CT
October 5, 1999 - April 30, 2001
CITIGROUP GLOBAL MARKETS INC.·CRD# 7059
BD
New York, NY
November 24, 1995 - September 24, 1999

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Current Firm

LC
LOOP CAPITAL MARKETS LLC

LOOP CAPITAL MARKETS L.L.C. | LOOP CAPITAL MARKETS LLC

CRD#: 43098 / SEC#: 8-50140
Illinois
Registered Investment Advisory firm - SEC (4/4/2012 Approved)
BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)

Contact Information

Main Address

425 S. Financial Place Ste 2700, Chicago, IL 60605

Mailing Address

425 S. Financial Place Ste 2700, Chicago, IL 60605

Phone Number

(312) 913-4900

Established

Delaware since 06/01/2004

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Medium

# of Employees

250

FINRA licenses (51 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)Latest Form ADV

Direct owners and executive officers

NamePositionCRD#
LOOP CAPITAL, LLCOWNER—
BERKELEY, STEPHEN SIDNEYREGULATORY COUNSEL AND CCO5616433
LUPKIN, IRA ADAMCHIEF FINANCIAL OFFICER4463446
REYNOLDS, JAMES JR.CHIEF EXECUTIVE OFFICER1162337
SULLIVAN, ANTHONYCHIEF OPERATING OFFICER5995264

Disclosures

Regulatory Event

8

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
New York
(5/19/2022)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Apr 1998About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Aug 1997About the Series 63 exam

Series 6TO — Investment Company Products/Variable Contracts Representative Examination

Passed Jan 2023About the Series 6TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Nov 1995About the Series 7 exam
FINRA
SRO Registrations
Nasdaq Stock Market
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Daniel Amery Strandberg's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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