Bradley J. Holterhaus
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Bradley John Holterhaus, who also goes by Brad J Holterhaus, was a registered financial professional .
Bradley is a previously registered financial professional and started their career in finance in 1995. Bradley had worked at 2 firms and has passed the Series 65, Series 7TO, Series 6TO, SIE, Series 7 and Series 6 exams.
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 10, 2022 - July 22, 2026
CHOREO, LLC
September 18, 2014 - July 27, 2020
PRINCIPAL SECURITIES, INC.
October 5, 2000 - January 9, 2013
PRINCIPAL SECURITIES, INC.
October 17, 1995 - February 9, 2000
PRINCIPAL SECURITIES, INC.
Primary Firm SEC Registration
CHOREO, LLC
CRD#: 111221 / SEC#: 801-57236
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 9/26/2022
General Securities Representative ExaminationSeries 6TO
Date: 9/26/2022
Investment Company Products/Variable Contracts Representative ExaminationCurrent Firm
CHOREO, LLC
CRD#: 111221 / SEC#: 801-57236
Contact information
SEC notice filing (53 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 25,137 |
| AUM (Assets Under Management) | $ 18,232,358,701 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/24/2025 | ||
| 11/12/2024 | ||
| 12/20/2023 | ||
| 11/30/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
