Gerard J. Vanderzanden

HALO INVESTMENT SERVICES

DUBLIN, CA

CRD#: 2658314

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Professional summary

Gerard John Vanderzanden, who also goes by Gerard John Vanderzanden, Jerry Vanderzanden, is a registered financial advisor currently at HALO INVESTMENT SERVICES, LLC located in Dublin, California and HALO SECURITIES, LLC located in Chicago, Illinois.

Gerard is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1996. Gerard has worked at 13 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Gerard John Vanderzanden | Jerry Vanderzanden

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Gerard John Vanderzanden's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 26, 2024 - Present

HALO INVESTMENT SERVICES, LLC

RIA

CRD#: 325613

DUBLIN, CA

Current

September 20, 2024 - Present

HALO SECURITIES, LLC

Office #1: 200 West Jackson Suite 1800, Chicago, IL 60606

CRD#: 4095

NEW YORK, NY

Past

July 10, 2001 - July 6, 2007

MSI FINANCIAL SERVICES, INC.

CRD#: 14251

SPRINGFIELD, MA

Past

October 11, 1999 - April 16, 2001

FORESTERS EQUITY SERVICES, INC.

CRD#: 18464

SAN DIEGO, CA

Past

April 4, 1996 - November 25, 1997

AMERICAN GENERAL SECURITIES INCORPORATED

CRD#: 13626

PHOENIX, AZ

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

HALO INVESTMENT SERVICES, LLC

CRD#: 325613 / SEC#: 801-127670

RIA

Registered Investment Advisory firm - (5/4/2023 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alabama
(9/20/2024)

Alaska
(9/20/2024)

Arizona
(9/20/2024)

Arkansas
(9/20/2024)

California
(9/20/2024)

IAR

California
(9/26/2024)

Colorado
(9/20/2024)

Connecticut
(9/20/2024)

Delaware
(9/20/2024)

District of Columbia
(9/20/2024)

Florida
(9/20/2024)

Georgia
(9/20/2024)

Hawaii
(9/20/2024)

Idaho
(9/20/2024)

Illinois
(9/20/2024)

Indiana
(9/20/2024)

Iowa
(9/20/2024)

Kansas
(9/20/2024)

Kentucky
(9/20/2024)

Louisiana
(9/20/2024)

Maine
(9/20/2024)

Maryland
(9/20/2024)

Massachusetts
(9/20/2024)

Michigan
(9/20/2024)

Minnesota
(9/20/2024)

Mississippi
(9/20/2024)

Missouri
(9/20/2024)

Montana
(9/20/2024)

Nebraska
(9/20/2024)

Nevada
(9/20/2024)

New Hampshire
(9/20/2024)

New Jersey
(9/20/2024)

New Mexico
(9/20/2024)

New York
(9/20/2024)

North Carolina
(9/20/2024)

North Dakota
(9/20/2024)

Ohio
(9/23/2024)

Oklahoma
(9/20/2024)

Oregon
(9/20/2024)

Pennsylvania
(9/20/2024)

Rhode Island
(9/20/2024)

South Carolina
(9/20/2024)

South Dakota
(9/20/2024)

Tennessee
(9/20/2024)

Texas
(9/20/2024)

Utah
(9/20/2024)

Vermont
(9/20/2024)

Virginia
(9/20/2024)

Washington
(9/20/2024)

West Virginia
(9/20/2024)

Wisconsin
(9/20/2024)

Wyoming
(9/20/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

Series 63

Date: 9/21/2001

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 3/28/1996

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 10/17/1996

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

HALO INVESTMENT SERVICES, LLC

CRD#: 325613 / SEC#: 801-127670

RIA

Registered Investment Advisory firm - (5/4/2023 Approved)

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Contact information

Main Address

1129 Northern Blvd. Suite 404, Manhasset, NY 11030

Mailing Address

Phone number

(312) 586-2790

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (8 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

HALO INVESTMENT SERVICES ADV PART 2A (3/31/2025)

Regulatory assets under management

Total Number of Accounts	3
AUM (Assets Under Management)	$ 32,613,734

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Gerard J. Vanderzanden

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Gerard John Vanderzanden's CRS (Customer Relationship Summary).

Certified licenses

Experience

HALO SECURITIES, LLC

TLG ADVISORS, INC.

THE LEADERS GROUP, INC.

QUESTAR ASSET MANAGEMENT, INC.

QUESTAR CAPITAL CORPORATION

OSAIC FS, INC.

OSAIC FS, INC.

GREENBOOK INVESTMENT MANAGEMENT, INC.

FIRST ALLIED SECURITIES, INC.

MSI FINANCIAL SERVICES, INC.

METROPOLITAN LIFE INSURANCE COMPANY

MSI FINANCIAL SERVICES, INC.

FORESTERS EQUITY SERVICES, INC.

AMERICAN GENERAL SECURITIES INCORPORATED

Primary Firm SEC Registration

HALO INVESTMENT SERVICES, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 9/21/2001

SIE

Date: 10/1/2018

Series 7

Date: 3/28/1996

Series 24

Date: 10/17/1996

FINRA

Current Firm

HALO INVESTMENT SERVICES, LLC

Contact information

SEC notice filing (8 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

HALO INVESTMENT SERVICES, LLC

TRUST BUT VERIFY

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