Thomas R. Lloyd
Professional summary
Thomas Randall Lloyd, who also goes by Thomas Randall Lloyd, is a registered financial professional currently at MID ATLANTIC CLEARING & SETTLEMENT CORPORATION located in Pittsburgh, Pennsylvania.
Thomas is registered as a RR (Registered Representative) and started their career in finance in 1995. Thomas has worked at 3 firms and has passed the Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Thomas Randall Lloyd's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 6, 2022 - Present
MID ATLANTIC CLEARING & SETTLEMENT CORPORATION
Office #1: 1251 Waterfront Place Suite 540, Pittsburgh, PA 15222January 1, 2008 - July 9, 2021
FIDELITY BROKERAGE SERVICES LLC
May 20, 1999 - January 1, 2008
FIDELITY DISTRIBUTORS COMPANY LLC
October 30, 1995 - May 10, 1999
FIDELITY BROKERAGE SERVICES LLC
State Registrations and Notice Filings
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Visual representation of state registrations
(7/6/2022)
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Exams
FINRA
Current Firm
MID ATLANTIC CLEARING & SETTLEMENT CORPORATION
CRD#: 37466 / SEC#: , 8-47758
Contact information
FINRA licenses (52 States and Territories)
Documents
Disclosures
| Regulatory Event | 1 |
Red Flags
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