Brent A. Marshall

GRADIENT ADVISORS

Bullhead City, AZ 86442

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CRD#: 2658061

Professional summary

Brent A Marshall is a registered financial advisor currently at GRADIENT ADVISORS, LLC located in Bullhead City, Arizona.

Brent is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1995. Brent has worked at 9 firms and has passed the Series 65, Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Brent A Marshall's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 3, 2019 - Present

GRADIENT ADVISORS, LLC

Office #1: 1071 Hancock Road Suite 3, Bullhead City, AZ 86442

RIA

CRD#: 152665

Bullhead City, AZ

Past

October 20, 2010 - July 8, 2013

STALWART CAPITAL, LLC

CRD#: 149882

BULLHEAD CITY, AZ

Past

October 31, 2008 - May 31, 2019

HORTER INVESTMENT MANAGEMENT, LLC

RIA

CRD#: 119880

BULLHEAD CITY, AZ

Past

January 3, 2007 - November 3, 2008

KALOS MANAGEMENT

RIA

CRD#: 133025

PONTE VEDRA BEACH, FL

Past

January 3, 2007 - November 3, 2008

KALOS CAPITAL, INC.

CRD#: 44337

SANTA CLARITA, CA

Past

October 14, 2005 - May 10, 2006

USALLIANZ SECURITIES, INC.

RIA

CRD#: 40875

SANTA CLARITA, CA

Past

October 13, 2005 - May 10, 2006

USALLIANZ SECURITIES, INC.

CRD#: 40875

MINNEAPOLIS, MN

Past

January 19, 2000 - November 9, 2005

AVANTAX ADVISORY SERVICES

RIA

CRD#: 104556

SANTA CLARITA, CA

Past

August 13, 1998 - November 8, 2005

AVANTAX INVESTMENT SERVICES, INC.

CRD#: 13686

DALLAS, TX

Past

October 11, 1995 - May 28, 1997

CETERA WEALTH SERVICES, LLC

CRD#: 13572

EL SEGUNDO, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

GRADIENT ADVISORS, LLC

CRD#: 152665 / SEC#: 801-71000

RIA

Registered Investment Advisory firm - (2/10/2010 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Arizona
(6/28/2019)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 12/7/1999

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 10/20/1995

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 10/9/1995

General Securities Representative Examination

Current Firm

GRADIENT ADVISORS, LLC

CRD#: 152665 / SEC#: 801-71000

RIA

Registered Investment Advisory firm - (2/10/2010 Approved)

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Contact information

Main Address

4105 Lexington Avenue N. Suite 225, Arden Hills, MN 55126

Mailing Address

Phone number

(877) 885-0508

Established

Firm type

Fiscal year end

# of Employees

169

SEC notice filing (51 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A AND 2B 10-2025 (10/21/2025)

Regulatory assets under management

Total Number of Accounts	3,222
AUM (Assets Under Management)	$ 218,611,410

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

xxxxx@xxxx.xxx

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Advisor Monitoring

Firm Stability Insights

Brent A. Marshall

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Brent A Marshall's CRS (Customer Relationship Summary).

Certified licenses

Experience

STALWART CAPITAL, LLC

HORTER INVESTMENT MANAGEMENT, LLC

KALOS MANAGEMENT

KALOS CAPITAL, INC.

USALLIANZ SECURITIES, INC.

USALLIANZ SECURITIES, INC.

AVANTAX ADVISORY SERVICES

AVANTAX INVESTMENT SERVICES, INC.

CETERA WEALTH SERVICES, LLC

Primary Firm SEC Registration

GRADIENT ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 12/7/1999

Series 63

Date: 10/20/1995

Series 7

Date: 10/9/1995

Current Firm

GRADIENT ADVISORS, LLC

Contact information

SEC notice filing (51 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

GRADIENT ADVISORS, LLC

TRUST BUT VERIFY

Contact information

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