Terrence J. Monahan
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Terrence John Monahan JR., who also goes by Terrence John Monahan Jr, Terrence John Monahan, Terry Monahan Jr, was a registered financial advisor .
Terrence is a previously registered financial advisor and started their career in finance in 1995. Terrence had worked at 5 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 26, 2010 - March 4, 2010
VERITRUST FINANCIAL, LLC
April 1, 2009 - March 4, 2010
VERITRUST FINANCIAL, LLC
November 26, 2008 - April 3, 2009
M HOLDINGS SECURITIES, INC.
July 3, 2008 - April 3, 2009
M HOLDINGS SECURITIES, INC.
September 18, 2000 - October 25, 2005
THE HUNTINGTON INVESTMENT COMPANY
February 19, 1999 - June 22, 2000
THE CONCORD EQUITY GROUP, LLC
September 27, 1995 - October 7, 1998
FIDELITY BROKERAGE SERVICES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
VERITRUST FINANCIAL, LLC
CRD#: 106594 / SEC#: 801-71237, 8-53006
Contact information
Disclosures
| Regulatory Event | 4 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
