D S. Coughlin
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
D Sandra Coughlin, who also goes by Donna Sandra Coughlin, Donna Sandra Douglas, Sandra Douglas, was a registered financial professional .
D is a previously registered financial professional and started their career in finance in 2001. D had worked at 3 firms and has passed the Series 63, SIE, Series 7 and Series 14A exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 18, 2008 - March 31, 2023
LAZARD ASSET MANAGEMENT SECURITIES LLC
January 18, 2005 - February 4, 2008
VIANET DIRECT, INC.
October 29, 2001 - January 12, 2005
MOGAVERO LEE & CO INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 14A
Date: 4/25/1994
Compliance Official Specialist ExamCurrent Firm
LAZARD ASSET MANAGEMENT SECURITIES LLC
CRD#: 129119 / SEC#: , 8-66201
Contact information
FINRA licenses (52 States and Territories)
Direct owners and executive officers
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
