Robert L. Kearns
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robert Lyal Kearns was a registered financial professional .
Robert is a previously registered financial professional and started their career in finance in 1970. Robert had worked at 15 firms and has passed the Series 63, Series 6 and Series 1 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 7, 2000 - August 26, 2004
COMMUNITY BANKERS SECURITIES, LLC
August 20, 1991 - January 7, 1992
CROMWELL SECURITIES, INC.
October 31, 1990 - January 18, 1995
AVANTAX INVESTMENT SERVICES, INC.
January 23, 1990 - October 23, 1990
MASTERS FINANCIAL GROUP, INC.
February 29, 1988 - March 29, 1988
POWER SECURITIES CORPORATION
September 2, 1987 - January 19, 1988
MIDVALE SECURITIES CORPORATION
October 10, 1986 - February 20, 1987
VANSOUTH SECURITIES, INC.
September 30, 1985 - October 29, 1986
DEL SECURITIES CORPORATION
February 16, 1985 - October 7, 1985
SYNDEX SECURITIES CORPORATION
November 20, 1984 - January 2, 1985
ALLEN A. BUCHALTER ASSOCIATES,INC.
April 23, 1984 - December 18, 1986
WALKER SECURITIES CORPORATION
September 26, 1983 - February 21, 1984
FSC SECURITIES CORPORATION
August 23, 1982 - January 18, 1983
FSC SECURITIES CORPORATION
January 14, 1977 - January 18, 1982
PROVIDENT MARKETING CORPORATION
February 4, 1976 - January 14, 1977
PLA SECURITIES CORPORATION
April 15, 1970 - April 27, 1974
ALEXANDER & ALEXANDER SECURITIES CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 4/8/1970
Registered Representative ExaminationCurrent Firm
COMMUNITY BANKERS SECURITIES, LLC
CRD#: 42794 / SEC#: , 8-50007
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| AIC, INC. | OWNER | |
| CBS HOLDINGS, LLC | OWNER | |
| COLLIER, PAULA ANN | EXECUTIVE VICE PRESIDENT | 1036519 |
| COMMUNITY BANKERS BANK | OWNER | |
| GUYETTE, JOHN BRADY | SENIOR VICE PRESIDENT | 1711681 |
| MITCHELL, JAMES MARVIN | CHIEF COMPLIANCE OFFICER | 3110555 |
| SKALTSOUNIS, NICHOLAS DEAN | PRESIDENT / CEO / CHIEF FINANCIAL OFFICER | 825000 |
Disclosures
| Regulatory Event | 4 |
| Civil Event | 1 |
| Arbitration | 9 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
