James P. Craco

SENTINEL ASSET MANAGEMENT

Westport, CT 06880

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CRD#: 2657719

Professional summary

James Patrick Craco JR, who also goes by James Patrick Craco, is a registered financial advisor currently at SENTINEL ASSET MANAGEMENT, LLC located in Westport, Connecticut.

James is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1996. James has worked at 9 firms and has passed the Series 65, Series 63, Series 57TO, SIE, Series 55 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

James Patrick Craco

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view James Patrick Craco JR's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

December 4, 2023 - Present

SENTINEL ASSET MANAGEMENT, LLC

Office #1: 136 Main St. Suite 201 Brooks Corner, Westport, CT 06880Office #2: 1062 Barnes Road Suite 202, Wallingford, CT 06492

RIA

CRD#: 302082

Westport, CT

Past

November 23, 2020 - January 14, 2022

OPPENHEIMER & CO. INC.

CRD#: 249

NEW YORK, NY

Past

June 4, 2020 - October 13, 2020

CREDIT AGRICOLE SECURITIES (USA) INC.

CRD#: 190

NEW YORK, NY

Past

May 29, 2007 - June 21, 2019

TD SECURITIES (USA) LLC

CRD#: 18476

NEW YORK, NY

Past

May 15, 2006 - May 22, 2007

BMO CAPITAL MARKETS CORP.

CRD#: 16686

NEW YORK, NY

Past

November 21, 2005 - May 9, 2006

BNY CAPITAL MARKETS INC.

CRD#: 18303

NEW YORK, NY

Past

June 18, 2003 - October 20, 2005

CIBC WORLD MARKETS CORP.

CRD#: 630

NEW YORK, NY

Past

January 29, 2003 - June 18, 2003

RBC CAPITAL MARKETS CORPORATION

CRD#: 6579

NEW YORK, NY

Past

May 13, 1997 - January 17, 2003

TD SECURITIES (USA) LLC

CRD#: 18476

NEW YORK, NY

Past

July 25, 1996 - May 1, 1997

NEUBERGER BERMAN BD LLC

CRD#: 2908

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Connecticut
(12/4/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 12/17/1996

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 8/13/1996

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 57TO

Date: 1/2/2023

Securities Trader Exam

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 55

Date: 4/11/2000

Limited Representative-Equity Trader Exam

General Industry/Product Exam

Series 7

Date: 7/24/1996

General Securities Representative Examination

Current Firm

SENTINEL ASSET MANAGEMENT, LLC

CRD#: 302082 / SEC#:

Connecticut

Registered Investment Advisory firm - (6/18/2019 Approved)

Maryland

Registered Investment Advisory firm - (5/15/2024 Approved)

Texas

Registered Investment Advisory firm - (9/24/2025 Conditional Restricted)

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Contact information

Main Address

1062 Barnes Road Suite 202, Wallingford, CT 06492

Mailing Address

Phone number

(203) 793-0707

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	446
AUM (Assets Under Management)	$ 36,743,934

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

James P. Craco

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view James Patrick Craco JR's CRS (Customer Relationship Summary).

Certified licenses

Experience

OPPENHEIMER & CO. INC.

CREDIT AGRICOLE SECURITIES (USA) INC.

TD SECURITIES (USA) LLC

BMO CAPITAL MARKETS CORP.

BNY CAPITAL MARKETS INC.

CIBC WORLD MARKETS CORP.

RBC CAPITAL MARKETS CORPORATION

TD SECURITIES (USA) LLC

NEUBERGER BERMAN BD LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 12/17/1996

Series 63

Date: 8/13/1996

Series 57TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 55

Date: 4/11/2000

Series 7

Date: 7/24/1996

Current Firm

SENTINEL ASSET MANAGEMENT, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

SENTINEL ASSET MANAGEMENT, LLC

TRUST BUT VERIFY

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