Gregory S. Sloan

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CRD#: 2657584

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Gregory Scott Sloan, CFP®, who also goes by Greg Sloan, was a registered financial professional .

Gregory is a previously registered financial professional and started their career in finance in 1995. Gregory had worked at 5 firms and has passed the Series 65, Series 63, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Greg Sloan

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2001

Experience

Past

February 3, 2020 - January 11, 2021

THE MATHER GROUP, LLC

RIA

CRD#: 156005

ATLANTA, GA

Past

May 25, 2007 - January 24, 2020

DANIEL ADVISORS

RIA

CRD#: 143592

DULUTH, GA

Past

February 25, 2003 - February 6, 2007

GOLDMAN SACHS WEALTH SERVICES, L.P.

RIA

CRD#: 106693

ATLANTA, GA

Past

March 23, 1999 - February 6, 2007

MERCER ALLIED COMPANY, L.P.

CRD#: 37404

ATLANTA, GA

Past

September 22, 1995 - February 25, 1999

PRUCO SECURITIES, LLC.

CRD#: 5685

NEWARK, NJ

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

THE MATHER GROUP, LLC

LEGACY AT TMG (FAMILY OFFICE) | THE MATHER GROUP, LLC | THE MATHER GROUP, INC.

CRD#: 156005 / SEC#: 801-72156

RIA

Registered Investment Advisory firm - (2/18/2011 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 9/15/1997

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 9/6/1995

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 9/11/1997

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 9/6/1995

Investment Company Products/Variable Contracts Representative Examination

Current Firm

THE MATHER GROUP, LLC

LEGACY AT TMG (FAMILY OFFICE) | THE MATHER GROUP, LLC | THE MATHER GROUP, INC.

CRD#: 156005 / SEC#: 801-72156

RIA

Registered Investment Advisory firm - (2/18/2011 Approved)

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Contact information

Main Address

353 N. Clark Street Suite 2775, Chicago, IL 60654

Mailing Address

Phone number

(888) 537-1080

Established

Firm type

Fiscal year end

# of Employees

186

SEC notice filing (51 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A (11/10/2025)

Regulatory assets under management

Total Number of Accounts	16,285
AUM (Assets Under Management)	$ 11,710,038,016

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
04/25/2025	Cover Page	Report
08/28/2023	Cover Page	Report
01/26/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Gregory S. Sloan

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

DANIEL ADVISORS

GOLDMAN SACHS WEALTH SERVICES, L.P.

MERCER ALLIED COMPANY, L.P.

PRUCO SECURITIES, LLC.

Primary Firm SEC Registration

THE MATHER GROUP, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 9/15/1997

Series 63

Date: 9/6/1995

Series 7

Date: 9/11/1997

Series 6

Date: 9/6/1995

Current Firm

THE MATHER GROUP, LLC

Contact information

SEC notice filing (51 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

THE MATHER GROUP, LLC

TRUST BUT VERIFY

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