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Gary S. Hokin

HOKIN INVESTMENT ADVISORS
Northbrook, IL 60062
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CRD#: 2657530
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Professional summary


Gary Sanders Hokin, who also goes by Gary Hokin, is a registered financial advisor currently at HOKIN INVESTMENT ADVISORS INC. located in Northbrook, Illinois.

Gary is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1996. Gary has worked at 2 firms and has passed the Series 66, Series 63, Series 99TO, SIE, Series 7, Series 14, Series 51 and Series 24 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
Yes

Aliases


Gary Hokin

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
GARY HOKIN IS THE PRESIDENT OF HOKIN INVESTMENT ADVISORS, A INVESTMENT ADVISOR IN THE STATE OF ILLINOIS, EFFECTIVE MAY 30, 2006. HOKIN INVESTMENT ADVISORS PROVIDES INVESTMENT ADVICE AND SERVICES FOR ITS INVESTORS. APPROXIMATELY 140 HOURS PER MONTH ARE ALLOCATED TO THE GROWTH AND OPERATIONS OF HOKIN INVESTMENT ADVISORS, OF WHICH APPROXIMATELY 1 HOUR IS BUSINESS DURING SECURITIES TRADING HOURS. DUTIES PERFORMED INCLUDE INVESTMENT CONSULTATION, MANAGEMENT AND BUSINESS DEVELOPMENT.

Blog Corner


CRS (Client Relationship Summary) - RIA


Click below to view Gary Sanders Hokin's CRS (Customer Relationship Summary).

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

September 19, 2006 - Present

HOKIN INVESTMENT ADVISORS INC.

Office #1: 707 Skokie Boulevard Suite 520, Northbrook, IL 60062
RIA
CRD#: 141069
Northbrook, IL
Past

September 19, 2006 - December 31, 2006

HOKIN INVESTMENT ADVISORS INC.

RIA
CRD#: 141069
NORTHBROOK, IL
Past

March 13, 1996 - July 13, 2023

FIRST SOVEREIGN SECURITIES

BD
CRD#: 39147
Northbrook, IL

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Florida
(2/22/2022)
IAR
Illinois
(9/19/2006)

Exams


State Security Law Exam
RR
IAR
Series 66
Date: 7/6/2006
Uniform Combined State Law Examination
State Security Law Exam
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional Examination
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
RR
Series 14
Date: 1/2/2023
Compliance Officer Examination
Principal/Supervisory Exam
Principal/Supervisory Exam

Current Firm


HI
HOKIN INVESTMENT ADVISORS INC.
HOKIN INVESTMENT ADVISORS INC. | HOKIN INVESTMENT ADVISORS, LLC

CRD#: 141069 / SEC#:

Florida
Registered Investment Advisory firm - (2/22/2022 Approved)
Illinois
Registered Investment Advisory firm - (9/19/2006 Approved)
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Contact information


Main Address
707 Skokie Boulevard Suite 520, Northbrook, IL 60062
Mailing Address
Phone number
(224) 269-0009
Established
Firm type
Fiscal year end
# of Employees
3

Documents


Latest Form ADV

Regulatory assets under management


Total Number of Accounts103
AUM (Assets Under Management)$ 42,637,864

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


HOKIN INVESTMENT ADVISORS INC.

CRD#: 141069Northbrook, IL 60062

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