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Gary Sanders Hokin

HOKIN INVESTMENT ADVISORS
NORTHBROOK, IL
·CRD# 2657530·31 years experience

Professional Summary

Gary Sanders Hokin, who also goes by Gary Hokin, is a registered financial advisor currently at HOKIN INVESTMENT ADVISORS INC. located in Northbrook, Illinois. Gary is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1996. Gary has worked at 2 firms and has passed the Series 66, Series 63, Series 99TO, SIE, Series 7, Series 14, Series 51 and Series 24 exams.

At a Glance

Always Fiduciary

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Gary Hokin

Blog Corner

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Videos & Posts

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Contact Information

Email

xxxxx@xxxx.xxx

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

31 years in the financial services industry

Current & Past Employments

HOKIN INVESTMENT ADVISORS INC.·CRD# 141069
RIA
707 Skokie Boulevard Suite 520, Northbrook, IL 60062
September 19, 2006 - Present
HOKIN INVESTMENT ADVISORS INC.·CRD# 141069
RIA
Northbrook, IL
September 19, 2006 - December 31, 2006
FIRST SOVEREIGN SECURITIES·CRD# 39147
BD
Northbrook, IL
March 13, 1996 - July 13, 2023

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Current Firm

HI
HOKIN INVESTMENT ADVISORS INC.

HOKIN INVESTMENT ADVISORS INC. | HOKIN INVESTMENT ADVISORS, LLC

CRD#: 141069
Florida
Registered Investment Advisory firm - Florida (1/13/2026 Terminated)
Illinois
Registered Investment Advisory firm - Illinois (9/19/2006 Approved)
Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

Contact Information

Main Address

707 Skokie Boulevard Suite 520, Northbrook, IL 60062

Phone Number

(224) 269-0009

# of Employees

3

Documents

Latest Form ADV

Regulatory Assets Under Management

Total Number of Accounts

150

AUM (Assets Under Management)

$82,836,849

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

GARY HOKIN IS THE PRESIDENT OF HOKIN INVESTMENT ADVISORS, A INVESTMENT ADVISOR IN THE STATE OF ILLINOIS, EFFECTIVE MAY 30, 2006. HOKIN INVESTMENT ADVISORS PROVIDES INVESTMENT ADVICE AND SERVICES FOR ITS INVESTORS. APPROXIMATELY 140 HOURS PER MONTH ARE ALLOCATED TO THE GROWTH AND OPERATIONS OF HOKIN INVESTMENT ADVISORS, OF WHICH APPROXIMATELY 1 HOUR IS BUSINESS DURING SECURITIES TRADING HOURS. DUTIES PERFORMED INCLUDE INVESTMENT CONSULTATION, MANAGEMENT AND BUSINESS DEVELOPMENT.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed Jul 2006About the Series 66 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Jul 1996About the Series 63 exam

Series 99TO — Operations Professional Examination

Passed Jan 2023About the Series 99TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Oct 1995About the Series 7 exam

Series 14 — Compliance Officer Examination

Passed Jan 2023About the Series 14 exam

Series 51 — Municipal Fund Securities Principal Examination

Passed Sep 2005About the Series 51 exam

Series 24 — General Securities Principal Examination

Passed Jan 1996About the Series 24 exam

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CRS (Client Relationship Summary) - RIA

Click below to view Gary Sanders Hokin's CRS (Customer Relationship Summary).

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