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JH

Jennifer Howarth Lima

GALICIA CAPITAL US
Miami, FL 33131
Some features on this profile are disabled
CRD#: 2657467
JH

Professional summary

Jennifer Howarth Lima, who also goes by Jennifer Lynn Howarth, Jennifer Howarth, Jennifer Lynn Howarth Lima, Jennifer H. Lima, is a registered financial professional currently at GALICIA CAPITAL US, LLC located in Miami, Florida.

Jennifer is registered as a RR (Registered Representative) and started their career in finance in 1996. Jennifer has worked at 9 firms and has passed the Series 66, Series 63, Series 52TO, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

Jennifer Lynn Howarth | Jennifer Howarth | Jennifer Lynn Howarth Lima | Jennifer H. Lima

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Jennifer Howarth Lima's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

December 9, 2025 - Present

GALICIA CAPITAL US, LLC

Office #1: 1395 Brickell Ave Suite 950, Miami, FL 33131
BD
CRD#: 329157
Miami, FL
Past

April 9, 2024 - December 5, 2025

CITIGROUP GLOBAL MARKETS INC.

BD
CRD#: 7059
Miami, FL
Past

August 29, 2019 - April 8, 2024

NYLIFE SECURITIES LLC

BD
CRD#: 5167
SUNRISE, FL
Past

July 29, 2016 - August 13, 2019

FINANTIA USA INC.

BD
CRD#: 39120
Miami, FL
Past

March 27, 2012 - May 4, 2016

MARKETAXESS CORPORATION

BD
CRD#: 44542
NEW YORK, NY
Past

July 26, 2007 - August 23, 2011

BANIF SECURITIES INC

BD
CRD#: 38913
MIAMI, FL
Past

January 31, 2007 - July 6, 2007

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA
CRD#: 7691
PENNINGTON, NJ
Past

October 18, 2006 - July 6, 2007

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

BD
CRD#: 7691
NEW YORK, NY
Past

July 20, 2004 - May 15, 2006

ICBC STANDARD SECURITIES INC.

BD
CRD#: 35560
NEW YORK, NY
Past

October 14, 2002 - January 13, 2003

MULTITRADE SECURITIES LLC

BD
CRD#: 47485
NEW YORK, NY
Past

June 19, 1996 - November 9, 2001

FINANTIA USA INC.

BD
CRD#: 39120
MIAMI, FL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Florida
(12/9/2025)
RR
New York
(12/9/2025)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 1/30/2007
Uniform Combined State Law Examination
State Security Law Exam
RR
Series 63
Date: 12/6/2004
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 52TO
Date: 1/2/2023
Municipal Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 12/29/1995
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 12/27/2000
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

GC
GALICIA CAPITAL US, LLC
GALICIA CAPITAL US, LLC

CRD#: 329157 / SEC#: , 8-71205

BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)
PREMIUM
Stay ahead of every change that matters. Proactive intelligence on your advisors, before issues escalate.
Biweekly Pulse, AutomaticallyScheduled alerts keep you informed without lifting a finger.
Catch Firm Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
Trends, Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address
1395 Brickell Ave Suite 950, Miami, FL 33131
Mailing Address
1395 Brickell Ave Suite 950, Miami, FL 33131
Phone number
(786) 840-4830
Established
Florida since 10/23/2023
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (2 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
GALICIA HOLDINGS US, INC.MEMBER
ATTANASIO, ELIZABETH MARIEFINOP5325007
EXPOSITO, ADRIAN NMNGENERAL SUPERVISORY PRINCIPAL5791518
GENDLER, GABRIEL ENRIQUECHIEF COMPLIANCE OFFICER4754607

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

GALICIA CAPITAL US, LLC

CRD#: 329157Miami, FL 33131

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