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JH

Jennifer Howarth Lima

MARIVA CAPITAL MARKETS
MIAMI, FL 33131
CRD#: 2657467
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JH
Jennifer Howarth LimaMARIVA CAPITAL MARKETS

Professional summary

Jennifer Howarth Lima, who also goes by Jennifer Lynn Howarth, Jennifer Howarth, Jennifer Lynn Howarth Lima, Jennifer H. Lima, is a registered financial professional currently at MARIVA CAPITAL MARKETS, LLC located in Miami, Florida and CG COMPASS (USA) LLC located in New York, New York.

Jennifer is registered as a RR (Registered Representative) and started their career in finance in 1996. Jennifer has worked at 11 firms and has passed the Series 66, Series 63, Series 52TO, SIE, Series 7 and Series 24 exams.

Aliases

Jennifer Lynn Howarth | Jennifer Howarth | Jennifer Lynn Howarth Lima | Jennifer H. Lima

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Jennifer Howarth Lima's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

May 8, 2026 - Present

MARIVA CAPITAL MARKETS, LLC

Office #1: 150 Se 2nd Avenue Suite Ph 4, Miami, FL 33131
BD
CRD#: 156171
MIAMI, FL
Current

May 21, 2026 - Present

CG COMPASS (USA) LLC

Office #1: 590 Madison Ave 33rd Floor, New York, NY 10022
BD
CRD#: 129837
NEW YORK, NY
Past

December 9, 2025 - May 1, 2026

GALICIA CAPITAL US, LLC

BD
CRD#: 329157
Miami, FL
Past

April 9, 2024 - December 5, 2025

CITIGROUP GLOBAL MARKETS INC.

BD
CRD#: 7059
Miami, FL
Past

August 29, 2019 - April 8, 2024

NYLIFE SECURITIES LLC

BD
CRD#: 5167
SUNRISE, FL
Past

July 29, 2016 - August 13, 2019

FINANTIA USA INC.

BD
CRD#: 39120
Miami, FL
Past

March 27, 2012 - May 4, 2016

MARKETAXESS CORPORATION

BD
CRD#: 44542
NEW YORK, NY
Past

July 26, 2007 - August 23, 2011

BANIF SECURITIES INC

BD
CRD#: 38913
MIAMI, FL
Past

January 31, 2007 - July 6, 2007

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA
CRD#: 7691
PENNINGTON, NJ
Past

October 18, 2006 - July 6, 2007

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

BD
CRD#: 7691
NEW YORK, NY
Past

July 20, 2004 - May 15, 2006

ICBC STANDARD SECURITIES INC.

BD
CRD#: 35560
NEW YORK, NY
Past

October 14, 2002 - January 13, 2003

MULTITRADE SECURITIES LLC

BD
CRD#: 47485
NEW YORK, NY
Past

June 19, 1996 - November 9, 2001

FINANTIA USA INC.

BD
CRD#: 39120
MIAMI, FL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Florida
(5/8/2026)
RR
New York
(5/12/2026)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 1/30/2007
Uniform Combined State Law Examination
State Security Law Exam
RR
Series 63
Date: 12/6/2004
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 52TO
Date: 1/2/2023
Municipal Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 12/29/1995
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 12/27/2000
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

CC
CG COMPASS (USA) LLC
CG COMPASS (USA) LLC

CRD#: 129837 / SEC#: , 8-66263

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information

Main Address
590 Madison Ave 33rd Floor, New York, NY 10022
Mailing Address
590 Madison Ave 33rd Floor, New York, NY 10022
Phone number
(212) 355-7630
Established
Delaware since 10/01/2003
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (18 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
COMPASS GROUP HOLDINGS INC.OWNER
ALVAREZ, ENRIQUEFINOP4622342
ALVIZUA, PEDRO GERARDOCHIEF COMPLIANCE OFFICER6441839
ROJAS PROVENZALI, HECTOR ARTUROCEO & EXECUTIVE REPRESENTATIVE6290965

Disclosures

Regulatory Event1

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

CG COMPASS (USA) LLC

CRD#: 129837Miami, FL 33131

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